Financial advisers in Rocky Mount, North Carolina
6 profiles with reported offices in Rocky Mount, North Carolina. Explore advisers’ roles, firms and public regulatory records.
Adviser profiles
James TharinOwner, President, CCOEmerald Asset ManagementCRD 2187988
Richard SanfordChief Compliance Officer/Chairman/PresidentWhitener Capital ManagementCRD 2957281- Warren BraswellInvestment adviser representativeFirst Advisors NationalCRD 4361379
- William GuptonInvestment adviser representativeEmerald Asset ManagementCRD 5812173
- Michael KennedyInvestment adviser representativeWhitener Capital ManagementCRD 7589285
- Mackenzie Thompson StussieInvestment adviser representativeWhitener Capital ManagementCRD 7818429
Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.