Wanda Stapley has been an investment adviser representative at Juncture Wealth Strategies since October 2018, and is not listed among the firm’s executive officers or direct owners.
Juncture Wealth Strategies, LLC is a Scottsdale, AZ firm with $474M under management, 462 clients and 9 advisers across 3 offices, as of its March 2026 filing.
Wanda Stapley’s longest registration is the current one, 7 years at Juncture Wealth Strategies since 2018. Before joining Juncture Wealth Strategies in 2018, Wanda Stapley was registered through Juncture Wealth Strategies, LLC.
- – present · 7 yearsScottsdale, AZ · Adviser representative · Firm CRD 298110
- Juncture Wealth Strategies, LLC– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 287908
- Juncture Wealth Strategies, LLC– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 155175
Investment adviser representative registrations
Wanda Stapley is registered as an investment adviser representative in Arizona, since October 2018.
- ArizonaSince 24 October 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 February 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 November 1989 |
| Series 7 | General Securities Representative Examination | 21 October 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wanda Lee Stapley
- CRD
- 1872814
- Firm
- Juncture Wealth Strategies · CRD 298110
- Office
- 8777 E. VIA DE VENTURA, SUITE 120, Scottsdale, AZ 85258
- Registration
- Investment adviser registration
- In the industry since
- May 1990
- Disciplinary history
- Not yet shown here · SEC record
Where does Wanda Stapley work?
Wanda Stapley is an investment adviser representative registered through Juncture Wealth Strategies, LLC since October 2018, and is not listed among the firm’s executive officers or direct owners.
Is Wanda Stapley a financial advisor?
Yes. Wanda Stapley has a current investment-adviser registration in Arizona, through Juncture Wealth Strategies since October 2018.
How many years of experience does Wanda Stapley have?
Wanda Stapley has 36 years in the financial industry, since May 1990, across 3 adviser firms.
What exams has Wanda Stapley passed?
Wanda Stapley has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1989. FINRA credited Wanda Stapley with the SIE, which began in October 2018.
Where did Wanda Stapley work before Juncture Wealth Strategies?
Before Juncture Wealth Strategies, Wanda Stapley was registered through Juncture Wealth Strategies, LLC (CRD 155175), February 2016 to August 2017.
Where is Wanda Stapley based?
Wanda Stapley’s registered office is in Scottsdale, AZ.
Is Wanda Stapley registered with FINRA?
No. Wanda Stapley has no current broker registration.
How can I verify Wanda Stapley’s record?
Search CRD 1872814 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wanda Stapley’s full registration record.
