Jack Barker has been Chief Compliance Officer of Juncture Wealth Strategies since March 2013, is a control person of the firm and directly owns under 5% of it.
Juncture Wealth Strategies, LLC is a Scottsdale, AZ firm with $474M under management, 462 clients and 9 advisers across 3 offices, as of its March 2026 filing.
Jack Barker’s longest registration is the current one, 8 years at Juncture Wealth Strategies since 2018. Before joining Juncture Wealth Strategies in 2018, Jack Barker was registered through Heritage Wealth Management, LLC and Juncture Wealth Strategies, LLC.
- – present · 8 yearsScottsdale, AZ · Adviser representative · Firm CRD 298110
- Heritage Wealth Management, LLC– · 1 yearPhoenix, AZ · Adviser representative · Firm CRD 287909
- Juncture Wealth Strategies, LLC– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 287908
- Juncture Wealth Strategies, LLC– · 4 yearsScottsdale, AZ · Adviser representative · Firm CRD 155175
- Wells Fargo Investments, LLC– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 10582
- Banc One Securities Corporation– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 16999
Investment adviser representative registrations
Jack Barker is registered as an investment adviser representative in Arizona, since September 2018.
- ArizonaSince 21 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 2013 |
| Series 7 | General Securities Representative Examination | 1 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 December 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jack Andrew Barker
- CRD
- 2570575
- Firm
- Juncture Wealth Strategies · CRD 298110
- Role
- Chief Compliance Officer
- Office
- 8777 E. VIA DE VENTURA, SUITE 120, Scottsdale, AZ 85258
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Jack Barker work?
Jack Barker has been Chief Compliance Officer of Juncture Wealth Strategies, LLC since March 2013, and is a control person of the firm.
Is Jack Barker a financial advisor?
Yes. Jack Barker has a current investment-adviser registration in Arizona, through Juncture Wealth Strategies since September 2018.
How many years of experience does Jack Barker have?
Jack Barker has 17 years in the financial industry, since October 2008, across 6 adviser firms.
What exams has Jack Barker passed?
Jack Barker has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in December 1994.
Where did Jack Barker work before Juncture Wealth Strategies?
Before Juncture Wealth Strategies, Jack Barker was registered through Juncture Wealth Strategies, LLC (CRD 155175), August 2013 to August 2017; Wells Fargo Investments, LLC, May 2006 to August 2008; Banc One Securities Corporation, September 2003 to March 2006.
Where is Jack Barker based?
Jack Barker’s registered office is in Scottsdale, AZ.
Is Jack Barker registered with FINRA?
No. Jack Barker has no current broker registration.
How can I verify Jack Barker’s record?
Search CRD 2570575 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jack Barker’s full registration record.
