Walter Koon has been an investment adviser representative at Koon Financial Planning & Consulting since July 2010, and is not listed among the firm’s executive officers or direct owners.
Koon Financial Planning & Consulting, LLC is a Greenwood, IN firm with $147M under management, 163 clients and 1 adviser across 2 offices, as of its March 2026 filing.
Walter Koon’s longest registration is the current one, 16 years at Koon Financial Planning & Consulting since 2010. Before joining Koon Financial Planning & Consulting in 2010, Walter Koon was registered through Waddell & Reed, Inc.
- – present · 16 yearsGreenwood, IN · Adviser representative · Firm CRD 126051
- Waddell & Reed, Inc.– · 3 yearsIndianapolis, IN · Adviser representative · Firm CRD 866
- – · 5 yearsGreenwood, IN · Adviser representative · Firm CRD 126051
Investment adviser representative registrations
Walter Koon is registered as an investment adviser representative in Indiana, since July 2010.
- IndianaSince 8 July 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 30 March 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 March 2007 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Walter Lewis Koon
- CRD
- 4649376
- Firm
- Koon Financial Planning & Consulting · CRD 126051
- Office
- 384 N MADISON AVE STE. 200, Greenwood, IN 46142
- Registration
- Investment adviser registration
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Walter Koon work?
Walter Koon is an investment adviser representative registered through Koon Financial Planning & Consulting, LLC since July 2010, and is not listed among the firm’s executive officers or direct owners.
Is Walter Koon a financial advisor?
Yes. Walter Koon has a current investment-adviser registration in Indiana, through Koon Financial Planning & Consulting since July 2010.
How many years of experience does Walter Koon have?
Walter Koon has 22 years in the financial industry, since December 2003, across 2 adviser firms.
What exams has Walter Koon passed?
Walter Koon has passed 2 licensing exams: the Series 63 and Series 7. The earliest, the Series 63, was passed in March 2007.
Where did Walter Koon work before Koon Financial Planning & Consulting?
Before Koon Financial Planning & Consulting, Walter Koon was registered through Waddell & Reed, Inc., December 2006 to May 2010.
Where is Walter Koon based?
Walter Koon’s registered office is in Greenwood, IN.
Is Walter Koon registered with FINRA?
No. Walter Koon has no current broker registration.
How can I verify Walter Koon’s record?
Search CRD 4649376 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Walter Koon’s full registration record.
- Evan FruitsPresident
- Susan MitchellChief Compliance Officer