Walter Ammon has been an investment adviser representative at Northeast Planning Associates since January 2010, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Walter Ammon’s longest registration is the current one, 22 years at LPL Financial LLC since 2004. Before joining Northeast Planning Associates in 2010, Walter Ammon was registered through WS Griffith Securities, Inc.
- – present · 16 yearsBedford, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 22 yearsBedford, NH · Adviser representative · Firm CRD 6413
- WS Griffith Securities, Inc.– · 1 yearNashua, NH · Adviser representative · Firm CRD 10410
Investment adviser representative registrations
Walter Ammon is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2004; the most recent is Texas, in January 2016.
- New HampshireSince 20 May 2004
- TexasResidentSince 14 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 November 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 October 2002 |
| Series 7 | General Securities Representative Examination | 23 September 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Walter Herbert Ammon
- CRD
- 4575008
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 43 CONSTITUTION DRIVE, Bedford, NH 03110
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Walter Ammon work?
Walter Ammon is an investment adviser representative registered through Northeast Planning Associates, Inc. since January 2010, and is not listed among the firm’s executive officers or direct owners.
Is Walter Ammon a financial advisor?
Yes. Walter Ammon has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since January 2010.
How many years of experience does Walter Ammon have?
Walter Ammon has 24 years in the financial industry, since September 2002, across 3 adviser firms.
What exams has Walter Ammon passed?
Walter Ammon has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2002. FINRA credited Walter Ammon with the SIE, which began in October 2018.
Where did Walter Ammon work before Northeast Planning Associates?
Before Northeast Planning Associates, Walter Ammon was registered through WS Griffith Securities, Inc., January 2003 to June 2004.
Where is Walter Ammon based?
Walter Ammon’s registered office is in Bedford, NH.
Is Walter Ammon registered with FINRA?
Yes. Walter Ammon has a current broker registration, under CRD 4575008.
Source: FINRA BrokerCheck
How can I verify Walter Ammon’s record?
Search CRD 4575008 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Walter Ammon’s full registration record.
