Vivian Dean has been Secretary of Municipal Asset Management since September 2021, is not listed as a control person, but directly owns under 5% of the firm.
Municipal Asset Management Inc is a Rye Brook, NY firm with $113M under management, 21 clients and 3 advisers in one office, as of its March 2026 filing.
- – present · 4 yearsRye Brook, NY · Adviser representative · Firm CRD 108320
Investment adviser representative registrations
Vivian Dean is registered as an investment adviser representative in New York, since November 2021.
- New YorkSince 30 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 November 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Vivian Pan Dean
- CRD
- 7433378
- Firm
- Municipal Asset Management · CRD 108320
- Role
- Secretary
- Office
- 3 INTERNATIONAL DRIVE, SUITE 100, Rye Brook, NY 10573
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Vivian Dean work?
Vivian Dean has been Secretary of Municipal Asset Management Inc since September 2021.
Is Vivian Dean a financial advisor?
Yes. Vivian Dean has a current investment-adviser registration in New York, through Municipal Asset Management since November 2021.
How many years of experience does Vivian Dean have?
Vivian Dean has 4 years in the financial industry, since November 2021, across 1 adviser firm.
What exams has Vivian Dean passed?
Vivian Dean passed the Series 65 in November 2021.
Where is Vivian Dean based?
Vivian Dean’s registered office is in Rye Brook, NY.
Is Vivian Dean registered with FINRA?
No. Vivian Dean has no current broker registration.
How can I verify Vivian Dean’s record?
Search CRD 7433378 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vivian Dean’s full registration record.
- Marcy MashioffPresident, Director,treasurer,chief Compliance Officer
- John ObrienRetired