Marcy Mashioff has been President, Director,treasurer,chief Compliance Officer of Municipal Asset Management since April 1993, is a control person of the firm and directly owns between 50% and 75% of it.
Municipal Asset Management Inc is a Rye Brook, NY firm with $113M under management, 21 clients and 3 advisers in one office, as of its March 2026 filing.
- – present · 4 yearsRye Brook, NY · Adviser representative · Firm CRD 108320
Investment adviser representative registrations
Marcy Mashioff is registered as an investment adviser representative in New York, since November 2021.
- New YorkSince 30 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 November 2021 |
| Series 7 | General Securities Representative Examination | 21 August 1982 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marcy Annette Mashioff
- CRD
- 1042512
- Firm
- Municipal Asset Management · CRD 108320
- Role
- President, Director,treasurer,chief Compliance Officer
- Office
- 3 INTERNATIONAL DRIVE, SUITE 100, Rye Brook, NY 10573
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Marcy Mashioff work?
Marcy Mashioff has been President, Director,treasurer,chief Compliance Officer of Municipal Asset Management Inc since April 1993, and is a control person of the firm.
Is Marcy Mashioff a financial advisor?
Yes. Marcy Mashioff has a current investment-adviser registration in New York, through Municipal Asset Management since November 2021.
How many years of experience does Marcy Mashioff have?
Marcy Mashioff has 4 years in the financial industry, since November 2021, across 1 adviser firm.
What exams has Marcy Mashioff passed?
Marcy Mashioff has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in August 1982.
Where is Marcy Mashioff based?
Marcy Mashioff’s registered office is in Rye Brook, NY.
Is Marcy Mashioff registered with FINRA?
No. Marcy Mashioff has no current broker registration.
How can I verify Marcy Mashioff’s record?
Search CRD 1042512 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marcy Mashioff’s full registration record.
- Vivian DeanSecretary
- John ObrienRetired