Vincent Pappalardo has been an investment adviser representative at Stevens Capital Partners since November 2023, and is not listed among the firm’s executive officers or direct owners.
Stevens Capital Partners Inc is an Omaha, NE firm with $810M under management, 681 clients and 10 advisers in one office, as of its July 2026 filing.
- Stevens Capital PartnersCurrent– present · 2 yearsRonkonkoma, NY · Adviser representative · Firm CRD 317517
Investment adviser representative registrations
Vincent Pappalardo is registered as an investment adviser representative in 3 states. The first approvals date from November 2023; the most recent is Florida, in December 2023.
- FloridaSince 22 December 2023
- NebraskaSince 29 November 2023
- New YorkSince 29 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 August 2026 |
| SIE | Securities Industry Essentials Examination | 13 July 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 2023 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Vincent Anthony Pappalardo
- CRD
- 7827330
- Firm
- Stevens Capital Partners · CRD 317517
- Office
- Ronkonkoma, NY
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Vincent Pappalardo work?
Vincent Pappalardo is an investment adviser representative registered through Stevens Capital Partners Inc since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Vincent Pappalardo a financial advisor?
Yes. Vincent Pappalardo has a current investment-adviser registration in Florida, Nebraska and New York, through Stevens Capital Partners since November 2023.
How many years of experience does Vincent Pappalardo have?
Vincent Pappalardo has 2 years in the financial industry, since November 2023, across 1 adviser firm.
What exams has Vincent Pappalardo passed?
Vincent Pappalardo has passed 3 licensing exams: the Series 65, SIE and Series 63. The earliest, the Series 65, was passed in July 2023.
Where is Vincent Pappalardo based?
Vincent Pappalardo’s registered office is in Ronkonkoma, NY.
Is Vincent Pappalardo registered with FINRA?
No. Vincent Pappalardo has no current broker registration.
How can I verify Vincent Pappalardo’s record?
Search CRD 7827330 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vincent Pappalardo’s full registration record.
