David Stevens has been President of Stevens Capital Partners since November 2021, is a control person of the firm and directly owns 75% or more of it.
Stevens Capital Partners Inc is an Omaha, NE firm with $810M under management, 681 clients and 10 advisers in one office, as of its July 2026 filing.
David Stevens is President of Stevens Capital Partners, the firm he founded, and heads its Private Client division, working with entrepreneurs, executives and multi-generational families. Before founding the firm he worked at TD Ameritrade. He also helps business owners evaluate pre-sale planning and exit options.
David Stevens’ longest registration was 11 years at TD Ameritrade Investment Management, LLC (2009–2020). Before joining Stevens Capital Partners in 2022, David Stevens was registered through Stratos Wealth Advisors LLC and TD Ameritrade Investment Management, LLC.
- Stevens Capital PartnersCurrent– present · 4 yearsOmaha, NE · Adviser representative · Firm CRD 317517
- Stratos Wealth Advisors LLC– · 1 yearOmaha, NE · Adviser representative · Firm CRD 283816
- TD Ameritrade Investment Management, LLC– · 11 yearsOmaha, NE · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 11 yearsOmaha, NE · Adviser representative · Firm CRD 7870
Professional designations
Listed by Stevens Capital Partners
- Certified Exit Planning Advisor (CEPA®)
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
David Stevens is registered as an investment adviser representative in 2 states. The first approvals date from September 2022; the most recent is Texas, in April 2023.
- NebraskaSince 20 September 2022
- TexasSince 17 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 March 2009 |
| Series 7 | General Securities Representative Examination | 7 February 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David A Stevens
- CRD
- 3242734
- Firm
- Stevens Capital Partners · CRD 317517
- Role
- President
- Office
- 15514 SPAULDING PLAZA, SUITE D02, Omaha, NE 68116
- Registration
- Investment adviser registration
- In the industry since
- July 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stevenscapitalpartners.com
Where does David Stevens work?
David Stevens has been President of Stevens Capital Partners Inc since November 2021, and is a control person of the firm.
Is David Stevens a financial advisor?
Yes. David Stevens has a current investment-adviser registration in Nebraska and Texas, through Stevens Capital Partners since September 2022.
How many years of experience does David Stevens have?
David Stevens has 17 years in the financial industry, since July 2009, across 4 adviser firms.
What exams has David Stevens passed?
David Stevens has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2009. FINRA credited David Stevens with the SIE, which began in October 2018.
Where did David Stevens work before Stevens Capital Partners?
Before Stevens Capital Partners, David Stevens was registered through Stratos Wealth Advisors LLC, November 2020 to April 2022; TD Ameritrade Investment Management, LLC, March 2009 to November 2020; TD Ameritrade, Inc., March 2009 to November 2020.
Where is David Stevens based?
David Stevens’ registered office is in Omaha, NE.
Is David Stevens registered with FINRA?
No. David Stevens has no current broker registration.
Is David Stevens a CFP?
Stevens Capital Partners lists David Stevens with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
Source: David Stevens, CFP®, CEPA® biography, stevenscapitalpartners.com
How can I verify David Stevens’ record?
Search CRD 3242734 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Stevens’ full registration record.