Vincent Annable has been an investment adviser representative at Transce3nd since July 2023, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Vincent Annable’s longest registration was 5 years at Newbridge Financial Services Group, Inc. (2009–2015). Before joining Transce3nd in 2023, Vincent Annable was registered through Coastal Investment Advisors and Arete Wealth Advisors, LLC.
- Coastal Investment Advisors– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 134952
- Arete Wealth Advisors, LLC– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 145488
- Wealth Strategies Advisory Group– · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 308173
- Center Street Advisors, Inc.– · 4 yearsScottsdale, AZ · Adviser representative · Firm CRD 169329
- Newbridge Financial Services Group, Inc.– · 5 yearsScottsdale, AZ · Adviser representative · Firm CRD 130814
- Compak Asset Management– · under a yearNewport Beach, CA · Adviser representative · Firm CRD 109930
- CBS Advisors, LLC– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 134922
Investment adviser representative registrations
Vincent Annable is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from July 2023; the most recent is North Dakota, in August 2023.
- ArizonaSince 11 August 2023
- CaliforniaSince 26 July 2023
- FloridaSince 27 July 2023
- North DakotaSince 21 August 2023
- TexasResidentSince 25 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 April 2011 |
| Series 7 | General Securities Representative Examination | 28 May 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 July 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 July 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Vincent Keith Annable
- CRD
- 1033573
- Firm
- Transce3nd · CRD 317745
- Office
- 17207 N Perimeter Drive #120, Scottsdale, AZ 85255
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Vincent Annable work?
Vincent Annable is an investment adviser representative registered through Transce3nd LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Vincent Annable a financial advisor?
Yes. Vincent Annable has a current investment-adviser registration in Arizona, California, Florida, North Dakota and Texas, through Transce3nd since July 2023.
How many years of experience does Vincent Annable have?
Vincent Annable has 29 years in the financial industry, since November 1996, across 8 adviser firms.
What exams has Vincent Annable passed?
Vincent Annable has passed 5 licensing exams: the Series 65, Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 65, was passed in July 2005. FINRA credited Vincent Annable with the SIE, which began in October 2018.
Where did Vincent Annable work before Transce3nd?
Before Transce3nd, Vincent Annable was registered through Arete Wealth Advisors, LLC, January 2021 to July 2021; Center Street Advisors, Inc., August 2015 to June 2020; Newbridge Financial Services Group, Inc., November 2009 to August 2015; Compak Asset Management, June 2009 to July 2009; CBS Advisors, LLC, January 2006 to October 2006.
Where is Vincent Annable based?
Vincent Annable’s registered office is in Scottsdale, AZ.
Is Vincent Annable registered with FINRA?
Yes. Vincent Annable has a current broker registration, under CRD 1033573.
Source: FINRA BrokerCheck
How can I verify Vincent Annable’s record?
Search CRD 1033573 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Vincent Annable’s full registration record.
