Victor Valle has been an investment adviser representative at Veraz Advisors since October 2023, and is not listed among the firm’s executive officers or direct owners.
Veraz Advisors, LLC is a San Ramon, CA firm with $110M under management, 150 clients and 3 advisers across 2 offices, as of its June 2026 filing.
Victor Valle is Wealth Strategist of Veraz Advisors, based in San Ramon, California. He designs strategies covering wealth accumulation, preservation and legacy planning. He has over two decades of experience in the financial services industry, including at Merrill Lynch and Wells Fargo Advisors, and served as Director of Sales and Marketing for an asset manager.
Victor Valle’s longest registration was 3 years at Sii Investments, Inc. (2009–2012). Before joining Veraz Advisors in 2023, Victor Valle was registered through Winans Investments and Comerica Securities.
- Winans Investments– · 2 yearsNovato, CA · Adviser representative · Firm CRD 107125
- Comerica Securities– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 17079
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsOrinda, CA · Adviser representative · Firm CRD 7691
- Wells Fargo Advisors, LLC– · 1 yearOakland, CA · Adviser representative · Firm CRD 19616
- Sii Investments, Inc.– · 3 yearsSan Ramon, CA · Adviser representative · Firm CRD 2225
- Liberty Group, LLC– · under a yearOakland, CA · Adviser representative · Firm CRD 114110
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsNapa, CA · Adviser representative · Firm CRD 7691
- Wells Fargo Investments, LLC– · under a yearAntioch, CA · Adviser representative · Firm CRD 10582
- Waddell & Reed, Inc.– · under a yearFairfield, CA · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Victor Valle is registered as an investment adviser representative in California, since October 2023.
- CaliforniaSince 16 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 July 2003 |
| Series 7 | General Securities Representative Examination | 27 January 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 November 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 October 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Victor M. Valle
- CRD
- 4523573
- Firm
- Veraz Advisors · CRD 304619
- Office
- 2355 SAN RAMON VALLEY BLVD,, SUITE 204, San Ramon, CA 94583
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- verazadvisors.com
Where does Victor Valle work?
Victor Valle is an investment adviser representative registered through Veraz Advisors, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Victor Valle a financial advisor?
Yes. Victor Valle has a current investment-adviser registration in California, through Veraz Advisors since October 2023.
How many years of experience does Victor Valle have?
Victor Valle has 20 years in the financial industry, since July 2006, across 9 adviser firms.
What exams has Victor Valle passed?
Victor Valle has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in October 2002. FINRA credited Victor Valle with the SIE, which began in October 2018.
Where did Victor Valle work before Veraz Advisors?
Before Veraz Advisors, Victor Valle was registered through Winans Investments, June 2020 to January 2023; Comerica Securities, August 2016 to September 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2014 to August 2016; Wells Fargo Advisors, LLC, October 2012 to March 2014; Sii Investments, Inc., July 2009 to October 2012; Liberty Group, LLC, March 2008 to May 2008; Merrill Lynch, Pierce, Fenner & Smith Incorporated, July 2005 to March 2008; Wells Fargo Investments, LLC, May 2004 to July 2004; Waddell & Reed, Inc., July 2003 to October 2003.
Where is Victor Valle based?
Victor Valle’s registered office is in San Ramon, CA.
Is Victor Valle registered with FINRA?
No. Victor Valle has no current broker registration.
How can I verify Victor Valle’s record?
Search CRD 4523573 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Victor Valle’s full registration record.
