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Victor Frye

Chief Compliance Officer at Proshare Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Victor Frye is Chief Compliance Officer of Proshare Advisors LLC, a Bethesda investment adviser managing $85.3B. Victor Frye has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Proshare Advisors

Title on Schedule A
Chief Compliance Officer
Control
Victor Frye is a control person of Proshare Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Victor Frye has held the filed role since January 2005.

The firm

Proshare Advisors LLC
Bethesda, MD

Form ADV filed 26 March 2026

$85.3B AUM145 clients35 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 · 2023
  2. Passed SIE · 2018
  3. Passed Series 53 · 2002
  4. Passed Series 63 · 1997
  5. Passed Series 65 · 1996
  6. Passed Series 7 and Series 24 · 1995

Registrations and exams

Broker registration; no current adviser registration. Victor Frye has passed 7 qualifying exams.

Examinations

Series 6319 December 1997
Name
Uniform Securities Agent State Law Examination
Series 6515 July 1996
Name
Uniform Investment Adviser Law Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 5327 September 2002
Name
Municipal Securities Principal Examination
Series 2421 September 1995
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 722 May 1995
Name
General Securities Representative Examination

Individual record

Full name
Victor Morse Frye
CRD
1253717
Firm
Proshare Advisors LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Victor Frye work?

Victor Frye has been Chief Compliance Officer of Proshare Advisors LLC since January 2005, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 March 2026

Does Victor Frye have a current investment-adviser registration?

Victor Frye has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Victor Frye passed?

Victor Frye has passed 7 licensing exams: the Series 7, Series 24, Series 65, Series 63, Series 53, SIE and Series 14. The earliest, the Series 7, was passed in May 1995.

Source: IAPD individual record, checked 17 October 2026

Leadership at Proshare Advisors

Sources

  1. IAPD individual record, CRD 1253717. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Proshare Advisors LLC, filed 26 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Victor Frye or Proshare Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.