Tyler Szafran has been an investment adviser representative at Commonwealth Financial Services since April 2023, and is not listed among the firm’s executive officers or direct owners.
Commonwealth Financial Services, LLC. is a Vienna, WV firm with $995M under management, 2,271 clients and 13 advisers across 5 offices, as of its August 2026 filing.
Tyler Szafran’s longest registration is the current one, 3 years at Commonwealth Financial Services since 2023. Before joining Commonwealth Financial Services in 2023, Tyler Szafran was registered through Arbor Point Advisors and T. Rowe Price Advisory Services, Inc.
- – present · 3 yearsWheeling, WV · Adviser representative · Firm CRD 324930
- Arbor Point Advisors– · 1 yearWheeling, WV · Adviser representative · Firm CRD 165127
- T. Rowe Price Advisory Services, Inc.– · 1 yearOwings Mills, MD · Adviser representative · Firm CRD 108958
Investment adviser representative registrations
Tyler Szafran is registered as an investment adviser representative in West Virginia, since April 2023.
- West VirginiaSince 14 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 February 2020 |
| Series 7TO | General Securities Representative Examination | 18 November 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 24 March 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 March 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6602108
- Firm
- Commonwealth Financial Services · CRD 324930
- Office
- 21 Warden Run Road, Suite 201, Wheeling, WV 26003
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Tyler Szafran work?
Tyler Szafran is an investment adviser representative registered through Commonwealth Financial Services, LLC. since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Tyler Szafran a financial advisor?
Yes. Tyler Szafran has a current investment-adviser registration in West Virginia, through Commonwealth Financial Services since April 2023.
How many years of experience does Tyler Szafran have?
Tyler Szafran has 10 years in the financial industry, since March 2016, across 3 adviser firms.
What exams has Tyler Szafran passed?
Tyler Szafran has passed 4 licensing exams: the Series 6, Series 63, Series 7TO and Series 66. The earliest, the Series 6, was passed in March 2016. FINRA credited Tyler Szafran with the SIE, which began in October 2018.
Where did Tyler Szafran work before Commonwealth Financial Services?
Before Commonwealth Financial Services, Tyler Szafran was registered through Arbor Point Advisors, September 2021 to April 2023; T. Rowe Price Advisory Services, Inc., February 2020 to September 2021.
Where is Tyler Szafran based?
Tyler Szafran’s registered office is in Wheeling, WV.
Is Tyler Szafran registered with FINRA?
No. Tyler Szafran has no current broker registration.
How can I verify Tyler Szafran’s record?
Search CRD 6602108 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tyler Szafran’s full registration record.
