Daniel Spurgeon has been Partner, Chief Investment Officer, Financial Advisor of Commonwealth Financial Services since April 2023, is a control person of the firm and directly owns between 25% and 50% of it.
Commonwealth Financial Services, LLC. is a Vienna, WV firm with $995M under management, 2,271 clients and 13 advisers across 5 offices, as of its August 2026 filing.
Daniel Spurgeon’s longest registration was 5 years at Arbor Point Advisors (2017–2023). Before joining Commonwealth Financial Services in 2023, Daniel Spurgeon was registered through Arbor Point Advisors and Commonwealth Financial Services, LLC.
- – present · 3 yearsVienna, WV · Adviser representative · Firm CRD 324930
- Arbor Point Advisors– · 5 yearsParkersburg, WV · Adviser representative · Firm CRD 165127
- Commonwealth Financial Services, LLC– · 2 yearsParkersburg, WV · Adviser representative · Firm CRD 154369
- LPL Financial LLC– · under a yearParkersburg, WV · Adviser representative · Firm CRD 6413
- Edward Jones– · under a yearSt. Louis, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Daniel Spurgeon is registered as an investment adviser representative in 2 states. Each was approved in April 2023.
- OhioSince 11 April 2023
- West VirginiaSince 14 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 April 2014 |
| Series 7 | General Securities Representative Examination | 18 March 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Lee Spurgeon
- CRD
- 6293881
- Firm
- Commonwealth Financial Services · CRD 324930
- Role
- Partner, Chief Investment Officer, Financial Advisor
- Office
- 373 TIMBERLINE PARKWAY, Vienna, WV 26105
- Registration
- Investment adviser registration
- In the industry since
- April 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Spurgeon work?
Daniel Spurgeon has been Partner, Chief Investment Officer, Financial Advisor of Commonwealth Financial Services, LLC. since April 2023, and is a control person of the firm.
Is Daniel Spurgeon a financial advisor?
Yes. Daniel Spurgeon has a current investment-adviser registration in Ohio and West Virginia, through Commonwealth Financial Services since April 2023.
How many years of experience does Daniel Spurgeon have?
Daniel Spurgeon has 12 years in the financial industry, since April 2014, across 5 adviser firms.
What exams has Daniel Spurgeon passed?
Daniel Spurgeon has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2014. FINRA credited Daniel Spurgeon with the SIE, which began in October 2018.
Where did Daniel Spurgeon work before Commonwealth Financial Services?
Before Commonwealth Financial Services, Daniel Spurgeon was registered through Arbor Point Advisors, June 2017 to April 2023; Commonwealth Financial Services, LLC (CRD 154369), October 2014 to July 2017; LPL Financial LLC, May 2014 to December 2014; Edward Jones, April 2014 to April 2014.
Where is Daniel Spurgeon based?
Daniel Spurgeon’s registered office is in Vienna, WV.
Is Daniel Spurgeon registered with FINRA?
No. Daniel Spurgeon has no current broker registration.
How can I verify Daniel Spurgeon’s record?
Search CRD 6293881 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Spurgeon’s full registration record.
