Tyler Busby has been an investment adviser representative at Oakworth Asset Management since July 2025, and is not listed among the firm’s executive officers or direct owners.
Oakworth Asset Management, LLC is a Birmingham, AL firm with $846M under management, 565 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Tyler Busby’s longest registration was 8 years at Concourse Financial Group Advisors (2015–2023). Before joining Oakworth Asset Management in 2025, Tyler Busby was registered through Concourse Financial Group Advisors.
- – present · 1 yearBirmingham, AL · Adviser representative · Firm CRD 335388
- Concourse Financial Group Advisors– · 8 yearsBirmingham, AL · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Tyler Busby is registered as an investment adviser representative in Alabama, since July 2025.
- AlabamaSince 1 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 July 2015 |
| Series 7 | General Securities Representative Examination | 21 January 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tyler Cofield Busby
- CRD
- 6204010
- Firm
- Oakworth Asset Management · CRD 335388
- Office
- 850 SHADES CREEK PARKWAY, SUITE 200, Birmingham, AL 35209
- Registration
- Investment adviser registration
- In the industry since
- August 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Tyler Busby work?
Tyler Busby is an investment adviser representative registered through Oakworth Asset Management, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Tyler Busby a financial advisor?
Yes. Tyler Busby has a current investment-adviser registration in Alabama, through Oakworth Asset Management since July 2025.
How many years of experience does Tyler Busby have?
Tyler Busby has 10 years in the financial industry, since August 2016, across 2 adviser firms.
What exams has Tyler Busby passed?
Tyler Busby has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2015. FINRA credited Tyler Busby with the SIE, which began in October 2018.
Where did Tyler Busby work before Oakworth Asset Management?
Before Oakworth Asset Management, Tyler Busby was registered through Concourse Financial Group Advisors, July 2015 to November 2023.
Where is Tyler Busby based?
Tyler Busby’s registered office is in Birmingham, AL.
Is Tyler Busby registered with FINRA?
No. Tyler Busby has no current broker registration.
How can I verify Tyler Busby’s record?
Search CRD 6204010 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tyler Busby’s full registration record.
