Troy Thompson has been an investment adviser representative at Transce3nd since September 2025, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Investment adviser representative registrations
Troy Thompson is registered as an investment adviser representative in Idaho, since September 2025.
- IdahoSince 3 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 February 2025 |
| Series 7TO | General Securities Representative Examination | 4 February 2025 |
| SIE | Securities Industry Essentials Examination | 17 December 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Troy Ray Thompson
- CRD
- 8033396
- Firm
- Transce3nd · CRD 317745
- Office
- Middleton, ID
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Troy Thompson work?
Troy Thompson is an investment adviser representative registered through Transce3nd LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Troy Thompson a financial advisor?
Yes. Troy Thompson has a current investment-adviser registration in Idaho, through Transce3nd since September 2025.
How many years of experience does Troy Thompson have?
Troy Thompson has 1 year in the financial industry, since February 2025, across 1 adviser firm.
What exams has Troy Thompson passed?
Troy Thompson has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in December 2024.
Where is Troy Thompson based?
Troy Thompson’s registered office is in Middleton, ID.
Is Troy Thompson registered with FINRA?
Yes. Troy Thompson has a current broker registration, under CRD 8033396.
Source: FINRA BrokerCheck
How can I verify Troy Thompson’s record?
Search CRD 8033396 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Troy Thompson’s full registration record.
