Tristen Utterback has been an investment adviser representative at Schamberger, Greylak & Utterback Wealth Management since January 2024, and is not listed among the firm’s executive officers or direct owners.
Schamberger, Greylak & Utterback Wealth Management, LLC is a La Crosse, WI firm with $236M under management, 628 clients and 5 advisers across 4 offices, as of its September 2026 filing.
Tristen Utterback’s longest registration is the current one, 2 years at LPL Financial LLC since 2023.
- – present · 2 yearsChicago, IL · Adviser representative · Firm CRD 319298
- LPL Financial LLCAlso current– present · 2 yearsChicago, IL · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Tristen Utterback is registered as an investment adviser representative in 2 states. Each was approved in January 2024.
- IllinoisSince 10 January 2024
- WisconsinSince 10 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 December 2023 |
| Series 7TO | General Securities Representative Examination | 13 November 2023 |
| SIE | Securities Industry Essentials Examination | 8 October 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6745720
- Firm
- Schamberger, Greylak & Utterback Wealth Management · CRD 319298
- Office
- Chicago, IL
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Tristen Utterback work?
Tristen Utterback is an investment adviser representative registered through Schamberger, Greylak & Utterback Wealth Management, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Tristen Utterback a financial advisor?
Yes. Tristen Utterback has a current investment-adviser registration in Illinois and Wisconsin, through Schamberger, Greylak & Utterback Wealth Management since January 2024.
How many years of experience does Tristen Utterback have?
Tristen Utterback has 2 years in the financial industry, since November 2023, across 2 adviser firms.
What exams has Tristen Utterback passed?
Tristen Utterback has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2023.
Where is Tristen Utterback based?
Tristen Utterback’s registered office is in Chicago, IL.
Is Tristen Utterback registered with FINRA?
Yes. Tristen Utterback has a current broker registration, under CRD 6745720.
Source: FINRA BrokerCheck
How can I verify Tristen Utterback’s record?
Search CRD 6745720 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tristen Utterback’s full registration record.
