David Utterback has held the title Member at Schamberger, Greylak & Utterback Wealth Management since February 2022, is a control person of the firm and directly owns between 25% and 50% of it.
Schamberger, Greylak & Utterback Wealth Management, LLC is a La Crosse, WI firm with $236M under management, 628 clients and 5 advisers across 4 offices, as of its September 2026 filing.
David Utterback’s longest registration is the current one, 30 years at LPL Financial LLC since 1996.
- – present · 4 yearsLa Crosse, WI · Adviser representative · Firm CRD 319298
- LPL Financial LLCAlso current– present · 30 yearsLa Crosse, WI · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
David Utterback is registered as an investment adviser representative in Wisconsin, since January 1996.
- WisconsinSince 24 January 1996
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 1996 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 18 December 1991 |
| Series 22 | Direct Participation Programs Representative Examination | 27 January 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 March 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 July 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Kent Utterback
- CRD
- 1250772
- Firm
- Schamberger, Greylak & Utterback Wealth Management · CRD 319298
- Role
- Member
- Office
- 3143 STATE ROAD, SUITE 101, La Crosse, WI 54601
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Utterback work?
David Utterback has held the title Member at Schamberger, Greylak & Utterback Wealth Management, LLC since February 2022, and is a control person of the firm.
Is David Utterback a financial advisor?
Yes. David Utterback has a current investment-adviser registration in Wisconsin, through Schamberger, Greylak & Utterback Wealth Management since May 2022.
How many years of experience does David Utterback have?
David Utterback has 42 years in the financial industry, since July 1984, across 2 adviser firms.
What exams has David Utterback passed?
David Utterback has passed 5 licensing exams: the Series 6, Series 63, Series 22, Series 26 and Series 65. The earliest, the Series 6, was passed in July 1984. FINRA credited David Utterback with the SIE, which began in October 2018.
Where is David Utterback based?
David Utterback’s registered office is in La Crosse, WI.
Is David Utterback registered with FINRA?
Yes. David Utterback has a current broker registration, under CRD 1250772.
Source: FINRA BrokerCheck
How can I verify David Utterback’s record?
Search CRD 1250772 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Utterback’s full registration record.
