Travis Dauchy has been an investment adviser representative at Atlas Private Wealth Advisors since November 2016, and is not listed among the firm’s executive officers or direct owners. Travis Dauchy holds a Bachelor of Science in Management from York College of Pennsylvania.
Atlas Private Wealth Advisors, LLC is a Red Bank, NJ firm with $860M under management, 1,223 clients and 14 advisers across 13 offices, as of its July 2026 filing.
Travis Dauchy is a Senior Wealth Advisor at Atlas Private Wealth Advisors. He has served the needs of individuals, families, business owners and executive teams since 2000. He has helped clients with complex analysis of retirement planning, business sales, LBO buyouts, options analysis, tax planning and pension strategies, and brings experience with Fortune 100 companies to the firm.
Travis Dauchy’s longest registration is the current one, 9 years at Atlas Private Wealth Advisors since 2016. Before joining Atlas Private Wealth Advisors in 2016, Travis Dauchy was registered through Usaa Financial Planning Services and Axa Advisors, LLC.
- – present · 9 yearsPonte Vedra Beach, FL · Adviser representative · Firm CRD 283744
- Usaa Financial Planning Services– · 5 yearsIrvine, CA · Adviser representative · Firm CRD 106352
- Axa Advisors, LLC– · 3 yearsEdison, NJ · Adviser representative · Firm CRD 6627
- Banc of America Investment Services, Inc.– · 2 yearsPrinceton, NJ · Adviser representative · Firm CRD 16361
- Quick & Reilly, Inc.– · under a yearRocky Hill, NJ · Adviser representative · Firm CRD 11217
- American Express Financial Advisors, Inc.– · 1 yearPrinceton, NJ · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Travis Dauchy is registered as an investment adviser representative in Florida, since March 2021.
- FloridaSince 17 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 October 2009 |
| Series 66 | Uniform Combined State Law Examination | 27 July 2000 |
| Series 7 | General Securities Representative Examination | 25 July 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Travis Frederick Dauchy
- CRD
- 4210496
- Firm
- Atlas Private Wealth Advisors · CRD 283744
- Office
- Ponte Vedra Beach, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- atlasprivatewealthadvisors.com
Where does Travis Dauchy work?
Travis Dauchy is an investment adviser representative registered through Atlas Private Wealth Advisors, LLC since November 2016, and is not listed among the firm’s executive officers or direct owners.
Is Travis Dauchy a financial advisor?
Yes. Travis Dauchy has a current investment-adviser registration in Florida, through Atlas Private Wealth Advisors since November 2016.
How many years of experience does Travis Dauchy have?
Travis Dauchy has 25 years in the financial industry, since February 2001, across 6 adviser firms.
What exams has Travis Dauchy passed?
Travis Dauchy has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in July 2000. FINRA credited Travis Dauchy with the SIE, which began in October 2018.
Where did Travis Dauchy work before Atlas Private Wealth Advisors?
Before Atlas Private Wealth Advisors, Travis Dauchy was registered through Usaa Financial Planning Services, June 2011 to July 2016; Axa Advisors, LLC, January 2008 to May 2011; Banc of America Investment Services, Inc., October 2004 to August 2007; Quick & Reilly, Inc., November 2003 to October 2004; American Express Financial Advisors, Inc., June 2002 to October 2003.
Where is Travis Dauchy based?
Travis Dauchy’s registered office is in Ponte Vedra Beach, FL.
Is Travis Dauchy registered with FINRA?
Yes. Travis Dauchy has a current broker registration, under CRD 4210496.
Source: FINRA BrokerCheck
How can I verify Travis Dauchy’s record?
Search CRD 4210496 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Travis Dauchy’s full registration record.
