Tracy St. John has been Managing Member/Chief Compliance Officer/Financial Advisor of Financial Avenues since February 2010, is a control person of the firm and directly owns 75% or more of it. Tracy St. John holds a Master's Degree in Family Financial Planning from Kansas State University and a Certificate in Personal Financial Planning from Kansas State University.
Financial Avenues LLC is a firm with $148M under management, 97 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Tracy St. John is Founder of Financial Avenues, LLC, a financial planning and investment advisory firm located in Kansas City, MO. Tracy came to the financial planning field after a career in the retirement plan industry, consulting on corporate retirement plans and providing employee education and investment advice. Her experience includes managing 401(k) plans and related investments and consulting to key decision makers on retirement plan design.
- Financial AvenuesCurrent– present · 16 yearsKansas City, MO · Adviser representative · Firm CRD 153458
Professional designations
Listed by Financial Avenues
- Retirement Income Certified Professional (RICP®)
- Certified Elder Planning Specialist (CEPS)
- Chartered Retirement Plans Specialist (CRPS®)
Investment adviser representative registrations
Tracy St. John is registered as an investment adviser representative in 3 states. The first approvals date from July 2010; the most recent is Nebraska, in December 2022.
- KansasSince 24 January 2011
- MissouriSince 30 July 2010
- NebraskaSince 1 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 May 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 October 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 July 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Tracy Lee St. John
- CRD
- 2094475
- Firm
- Financial Avenues · CRD 153458
- Role
- Managing Member/Chief Compliance Officer/Financial Advisor
- Office
- Kansas City, MO
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- myfinancialavenues.com
Where does Tracy St. John work?
Tracy St. John has been Managing Member/Chief Compliance Officer/Financial Advisor of Financial Avenues LLC since February 2010, and is a control person of the firm.
Is Tracy St. John a financial advisor?
Yes. Tracy St. John has a current investment-adviser registration in Kansas, Missouri and Nebraska, through Financial Avenues since July 2010.
How many years of experience does Tracy St. John have?
Tracy St. John has 16 years in the financial industry, since July 2010, across 1 adviser firm.
What exams has Tracy St. John passed?
Tracy St. John has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 1992.
Where is Tracy St. John based?
Tracy St. John’s registered office is in Kansas City, MO.
Is Tracy St. John registered with FINRA?
No. Tracy St. John has no current broker registration.
How can I verify Tracy St. John’s record?
Search CRD 2094475 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tracy St. John’s full registration record.