Traci Garnett-Froscheiser has been President, CCO of Primary Wealth Management since December 2015, is a control person of the firm and directly owns 75% or more of it.
Primary Wealth Management, LLC is a Beatrice, NE firm with $158M under management, 331 clients and 2 advisers in one office, as of its February 2026 filing.
Traci Garnett-Froscheiser’s longest registration is the current one, 10 years at Primary Wealth Management since 2016. Before joining Primary Wealth Management in 2016, Traci Garnett-Froscheiser was registered through Smithreed Asset Management, LLC and Securities America Advisors, Inc.
- – present · 10 yearsBeatrice, NE · Adviser representative · Firm CRD 282370
- Smithreed Asset Management, LLC– · under a yearBeatrice, NE · Adviser representative · Firm CRD 160160
- Securities America Advisors, Inc.– · 2 yearsBeatrice, NE · Adviser representative · Firm CRD 110518
- Edward Jones– · 3 yearsBeatrice, NE · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Traci Garnett-Froscheiser is registered as an investment adviser representative in 2 states. The first approvals date from February 2016; the most recent is Texas, in February 2025.
- NebraskaSince 17 February 2016
- TexasSince 26 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 June 2010 |
| Series 7 | General Securities Representative Examination | 8 June 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 December 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 December 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Traci Danielle Garnett-Froscheiser
- CRD
- 4859203
- Firm
- Primary Wealth Management · CRD 282370
- Role
- President, CCO
- Office
- 2630 EASTSIDE BLVD., Beatrice, NE 68310
- Registration
- Investment adviser registration
- In the industry since
- December 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Traci Garnett-Froscheiser work?
Traci Garnett-Froscheiser has been President, CCO of Primary Wealth Management, LLC since December 2015, and is a control person of the firm.
Is Traci Garnett-Froscheiser a financial advisor?
Yes. Traci Garnett-Froscheiser has a current investment-adviser registration in Nebraska and Texas, through Primary Wealth Management since February 2016.
How many years of experience does Traci Garnett-Froscheiser have?
Traci Garnett-Froscheiser has 17 years in the financial industry, since December 2008, across 4 adviser firms.
What exams has Traci Garnett-Froscheiser passed?
Traci Garnett-Froscheiser has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in December 2008. FINRA credited Traci Garnett-Froscheiser with the SIE, which began in October 2018.
Where did Traci Garnett-Froscheiser work before Primary Wealth Management?
Before Primary Wealth Management, Traci Garnett-Froscheiser was registered through Smithreed Asset Management, LLC, October 2015 to February 2016; Securities America Advisors, Inc., September 2013 to October 2015; Edward Jones, June 2010 to September 2013.
Where is Traci Garnett-Froscheiser based?
Traci Garnett-Froscheiser’s registered office is in Beatrice, NE.
Is Traci Garnett-Froscheiser registered with FINRA?
No. Traci Garnett-Froscheiser has no current broker registration.
How can I verify Traci Garnett-Froscheiser’s record?
Search CRD 4859203 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Traci Garnett-Froscheiser’s full registration record.