Tracey John has been an investment adviser representative at TRG Investment Advisors since April 2023, and is not listed among the firm’s executive officers or direct owners.
TRG Investment Advisors, LLC is a Denver, CO firm with $167M under management, 241 clients and 6 advisers across 3 offices, as of its July 2026 filing.
Tracey John’s longest registration is the current one, 3 years at TRG Investment Advisors since 2023.
- Ima Advisory Services, Inc.Also current– present · under a yearBrattleboro, VT · Adviser representative · Firm CRD 112091
- TRG Investment Advisors, LLCCurrent– present · 3 yearsDenver, CO · Adviser representative · Firm CRD 315629
Investment adviser representative registrations
Tracey John is registered as an investment adviser representative in Vermont, since April 2023.
- VermontSince 4 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 April 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Tracey Lynn John
- CRD
- 7670074
- Firm
- TRG Investment Advisors · CRD 315629
- Office
- 1705 SEVENTEENTH STREET, SUITE 100, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- April 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Tracey John work?
Tracey John is an investment adviser representative registered through TRG Investment Advisors, LLC since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Tracey John a financial advisor?
Yes. Tracey John has a current investment-adviser registration in Vermont, through TRG Investment Advisors since April 2023.
How many years of experience does Tracey John have?
Tracey John has 3 years in the financial industry, since April 2023, across 2 adviser firms.
What exams has Tracey John passed?
Tracey John passed the Series 65 in April 2023.
Where is Tracey John based?
Tracey John’s registered office is in Denver, CO.
Is Tracey John registered with FINRA?
No. Tracey John has no current broker registration.
How can I verify Tracey John’s record?
Search CRD 7670074 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tracey John’s full registration record.