Benjamin Taggard has been President of TRG Investment Advisors since July 2021, is a control person of the firm and directly owns under 5% of it.
TRG Investment Advisors, LLC is a Denver, CO firm with $167M under management, 241 clients and 6 advisers across 3 offices, as of its July 2026 filing.
Benjamin Taggard’s longest registration was 15 years at Cambridge Investment Research Advisors, Inc. (2006–2021). Before joining TRG Investment Advisors in 2021, Benjamin Taggard was registered through Cambridge Investment Research Advisors, Inc. and MML Investors Services, Inc.
- Ima Advisory Services, Inc.Also current– present · under a yearBrattleboro, VT · Adviser representative · Firm CRD 112091
- TRG Investment Advisors, LLCCurrent– present · 5 yearsDenver, CO · Adviser representative · Firm CRD 315629
- Cambridge Investment Research Advisors, Inc.– · 15 yearsBrattleboro, VT · Adviser representative · Firm CRD 134139
- MML Investors Services, Inc.– · 7 yearsBrattleboro, VT · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Benjamin Taggard is registered as an investment adviser representative in 2 states. The first approvals date from August 2021; the most recent is New Hampshire, in October 2026.
- New HampshireSince 21 October 2026
- VermontSince 17 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 2 December 2002 |
| Series 7 | General Securities Representative Examination | 3 December 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 August 1998 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Benjamin Walker Taggard
- CRD
- 3107547
- Firm
- TRG Investment Advisors · CRD 315629
- Role
- President
- Office
- 1705 SEVENTEENTH STREET, SUITE 100, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- August 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Benjamin Taggard work?
Benjamin Taggard has been President of TRG Investment Advisors, LLC since July 2021, and is a control person of the firm.
Is Benjamin Taggard a financial advisor?
Yes. Benjamin Taggard has a current investment-adviser registration in New Hampshire and Vermont, through TRG Investment Advisors since August 2021.
How many years of experience does Benjamin Taggard have?
Benjamin Taggard has 28 years in the financial industry, since August 1998, across 4 adviser firms.
What exams has Benjamin Taggard passed?
Benjamin Taggard has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 24 and Series 99TO. The earliest, the Series 63, was passed in August 1998. FINRA credited Benjamin Taggard with the SIE, which began in October 2018.
Where did Benjamin Taggard work before TRG Investment Advisors?
Before TRG Investment Advisors, Benjamin Taggard was registered through MML Investors Services, Inc., April 1999 to May 2006.
Where is Benjamin Taggard based?
Benjamin Taggard’s registered office is in Denver, CO.
Is Benjamin Taggard registered with FINRA?
No. Benjamin Taggard has no current broker registration.
How can I verify Benjamin Taggard’s record?
Search CRD 3107547 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Taggard’s full registration record.