Tonya Swinnea has been an investment adviser representative at Portfolio Design Services since April 2016, and is not listed among the firm’s executive officers or direct owners.
Portfolio Design Services, LLC is a River Falls, WI firm with $150M under management, 256 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Tonya Swinnea is an Investment Adviser Representative of Portfolio Design Services, LLC. She joined the firm in 2011. Her career in the investment industry began in 1979, and her past employers were Merrill Lynch and Prudential Securities.
- – present · 10 yearsChristiansted St. Croix, VI · Adviser representative · Firm CRD 131506
Investment adviser representative registrations
Tonya Swinnea is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2016; the most recent is Texas, in March 2025.
- TexasResidentSince 10 March 2025
- Virgin IslandsSince 21 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 March 2016 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 10 May 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 October 1990 |
| Series 7 | General Securities Representative Examination | 17 March 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tonya Ann Swinnea
- CRD
- 1137573
- Firm
- Portfolio Design Services · CRD 131506
- Office
- Christiansted St. Croix, VI
- Registration
- Investment adviser registration
- In the industry since
- April 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pdsadvisers.com
Where does Tonya Swinnea work?
Tonya Swinnea is an investment adviser representative registered through Portfolio Design Services, LLC since April 2016, and is not listed among the firm’s executive officers or direct owners.
Is Tonya Swinnea a financial advisor?
Yes. Tonya Swinnea has a current investment-adviser registration in Texas and Virgin Islands, through Portfolio Design Services since April 2016.
How many years of experience does Tonya Swinnea have?
Tonya Swinnea has 10 years in the financial industry, since April 2016, across 1 adviser firm.
What exams has Tonya Swinnea passed?
Tonya Swinnea has passed 4 licensing exams: the Series 7, Series 63, Series 8 and Series 65. The earliest, the Series 7, was passed in March 1984.
Where is Tonya Swinnea based?
Tonya Swinnea’s registered office is in Christiansted St. Croix, VI.
Is Tonya Swinnea registered with FINRA?
No. Tonya Swinnea has no current broker registration.
How can I verify Tonya Swinnea’s record?
Search CRD 1137573 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tonya Swinnea’s full registration record.
