Tom Chun has been an investment adviser representative at Williams, Garth Alan since March 2012, and is not listed among the firm’s executive officers or direct owners. Tom Chun holds a B.A. in Economics from the University of California at Berkeley and a Masters of Business Administration from Santa Clara University.
Williams, Garth Alan is a firm with $162M under management, 92 clients and 4 advisers across 4 offices, as of its July 2026 filing.
Tom P. Chun is a financial advisor at Honu Wealth. He assists clients in managing, accumulating and distributing wealth. His past experience includes retirement planning administration, tax preparation and work as a financial analyst, ranging from small companies to large Silicon Valley high-tech corporations.
Tom Chun’s longest registration is the current one, 14 years at Williams, Garth Alan since 2012. Before joining Williams, Garth Alan in 2012, Tom Chun was registered through Hanvey Financial.
- Honu Wealth ManagementCurrent– present · 14 yearsSan Jose, CA · Adviser representative · Firm CRD 142563
- Hanvey Financial– · 3 yearsLos Altos, CA · Adviser representative · Firm CRD 127511
Professional designations
Listed by Williams, Garth Alan
- CFP®
Investment adviser representative registrations
Tom Chun is registered as an investment adviser representative in 2 states. The first approvals date from March 2012; the most recent is Texas, in October 2026.
- CaliforniaSince 8 March 2012
- TexasSince 6 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 2004 |
| Series 7 | General Securities Representative Examination | 1 June 2004 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tom Pasong Chun
- CRD
- 4722056
- Firm
- Williams, Garth Alan · CRD 142563
- Office
- San Jose, CA
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- honuwealth.com
Where does Tom Chun work?
Tom Chun is an investment adviser representative registered through Williams, Garth Alan since March 2012, and is not listed among the firm’s executive officers or direct owners.
Is Tom Chun a financial advisor?
Yes. Tom Chun has a current investment-adviser registration in California and Texas, through Williams, Garth Alan since March 2012.
How many years of experience does Tom Chun have?
Tom Chun has 20 years in the financial industry, since July 2006, across 2 adviser firms.
What exams has Tom Chun passed?
Tom Chun has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 2004.
Where did Tom Chun work before Williams, Garth Alan?
Before Williams, Garth Alan, Tom Chun was registered through Hanvey Financial, March 2004 to July 2007.
Where is Tom Chun based?
Tom Chun’s registered office is in San Jose, CA.
Is Tom Chun registered with FINRA?
No. Tom Chun has no current broker registration.
Is Tom Chun a CFP?
Williams, Garth Alan lists Tom Chun with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Tom Chun’s record?
Search CRD 4722056 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tom Chun’s full registration record.
