Todd Wulfson has been Vice President, CCO of Rock Point Advisors since May 2004, is a control person of the firm and directly owns between 25% and 50% of it. Todd Wulfson holds a B.S. in Business Administration from the University of Vermont.
Rock Point Advisors, LLC is a Burlington, VT firm with $656M under management, 243 clients and 5 advisers in one office, as of its March 2026 filing.
Todd A. Wulfson is Vice President, Financial Advisor & Chief Compliance Officer of Rock Point Advisors. He manages client relationships, conducts research and serves on the Investment Committee, with 25 years of industry experience. From 1998 through 2004 he held the same roles as Vice President at Fraser Management Associates, and from 1993 to 1998 he was an analyst and manager at a wealth management firm.
Todd Wulfson’s longest registration is the current one, 22 years at Rock Point Advisors since 2004. Before joining Rock Point Advisors in 2004, Todd Wulfson was registered through Fraser Management Associates, Inc.
- Rock Point Advisors, LLCCurrent– present · 22 yearsBurlington, VT · Adviser representative · Firm CRD 130825
- Fraser Management Associates, Inc.– · 5 yearsBurlington, VT · Adviser representative · Firm CRD 112320
Professional designations
Listed by Rock Point Advisors
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Todd Wulfson is registered as an investment adviser representative in 3 states. The first approvals date from May 2004; the most recent are Louisiana and Texas, in April 2022.
- LouisianaSince 26 April 2022
- TexasSince 26 April 2022
- VermontSince 28 May 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 December 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Todd Alan Wulfson
- CRD
- 2837408
- Firm
- Rock Point Advisors · CRD 130825
- Role
- Vice President, CCO
- Office
- 77 COLLEGE STREET, 4TH FLOOR, Burlington, VT 05401-4014
- Registration
- Investment adviser registration
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rockpointadvisors.com
Where does Todd Wulfson work?
Todd Wulfson has been Vice President, CCO of Rock Point Advisors, LLC since May 2004, and is a control person of the firm.
Is Todd Wulfson a financial advisor?
Yes. Todd Wulfson has a current investment-adviser registration in Louisiana, Texas and Vermont, through Rock Point Advisors since May 2004.
How many years of experience does Todd Wulfson have?
Todd Wulfson has 27 years in the financial industry, since December 1998, across 2 adviser firms.
What exams has Todd Wulfson passed?
Todd Wulfson passed the Series 65 in December 1996.
Where is Todd Wulfson based?
Todd Wulfson’s registered office is in Burlington, VT.
Is Todd Wulfson registered with FINRA?
No. Todd Wulfson has no current broker registration.
Is Todd Wulfson a CFA charterholder?
Rock Point Advisors lists Todd Wulfson with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Todd Wulfson’s record?
Search CRD 2837408 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Wulfson’s full registration record.
