Michael Huffman has been President of Rock Point Advisors since March 2004, is a control person of the firm and directly owns between 50% and 75% of it. Michael Huffman holds an M.B.A. from Kellogg School of Management, Northwestern University. Michael Huffman studied at Dartmouth College.
Rock Point Advisors, LLC is a Burlington, VT firm with $656M under management, 243 clients and 5 advisers in one office, as of its March 2026 filing.
Michael L. Huffman is President & Financial Advisor of Rock Point Advisors. He founded the firm in 2004, takes the lead role in executing its investing strategy and manages client relationships. He was Vice President of Fraser Management Associates from 1997 through 2004 and, before that, traded stocks and options on the floor of the Chicago Board Options Exchange for 16 years.
Michael Huffman’s longest registration is the current one, 22 years at Rock Point Advisors since 2004. Before joining Rock Point Advisors in 2004, Michael Huffman was registered through Fraser Management Associates, Inc.
- Rock Point Advisors, LLCCurrent– present · 22 yearsBurlington, VT · Adviser representative · Firm CRD 130825
- Fraser Management Associates, Inc.– · 6 yearsBurlington, VT · Adviser representative · Firm CRD 112320
Investment adviser representative registrations
Michael Huffman is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2004; the most recent is Louisiana, in April 2022.
- LouisianaSince 26 April 2022
- TexasResidentSince 28 January 2005
- VermontSince 2 June 2004
Examinations
No examinations are on Michael Huffman’s record.
- Full name
- Michael Leighton Huffman
- CRD
- 1367117
- Firm
- Rock Point Advisors · CRD 130825
- Role
- President
- Office
- 77 COLLEGE STREET, 4TH FLOOR, Burlington, VT 05401-4014
- Registration
- Investment adviser registration
- In the industry since
- December 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rockpointadvisors.com
Where does Michael Huffman work?
Michael Huffman has been President of Rock Point Advisors, LLC since March 2004, and is a control person of the firm.
Is Michael Huffman a financial advisor?
Yes. Michael Huffman has a current investment-adviser registration in Louisiana, Texas and Vermont, through Rock Point Advisors since June 2004.
How many years of experience does Michael Huffman have?
Michael Huffman has 28 years in the financial industry, since December 1997, across 2 adviser firms.
Where is Michael Huffman based?
Michael Huffman’s registered office is in Burlington, VT.
Is Michael Huffman registered with FINRA?
No. Michael Huffman has no current broker registration.
How can I verify Michael Huffman’s record?
Search CRD 1367117 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Huffman’s full registration record.
