Todd McElroy has been Managing Member of Philip James Wealth Management since July 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Philip James Wealth Management, LLC is an Alpharetta, GA firm with $931M under management, 497 clients and 7 advisers across 7 offices, as of its May 2026 filing.
Todd McElroy’s longest registration is the current one, 8 years at Philip James Wealth Management since 2018. Before joining Philip James Wealth Management in 2018, Todd McElroy was registered through Principal Securities, Inc.
- CWM, LLCAlso current– present · under a yearFranklin, TN · Adviser representative · Firm CRD 155344
- Pgi Wealth ManagementCurrent– present · 8 yearsFranklin, TN · Adviser representative · Firm CRD 297517
- – · under a yearAfton, MN · Adviser representative · Firm CRD 297517
- Principal Securities, Inc.– · 4 yearsMinneapolis, MN · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Todd McElroy is registered as an investment adviser representative in 3 states. The first approvals date from August 2018; the most recent is Tennessee, in March 2026.
- GeorgiaSince 1 October 2024
- MinnesotaSince 28 August 2018
- TennesseeSince 13 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 August 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 30 September 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 September 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Todd William McElroy
- CRD
- 2349451
- Firm
- Philip James Wealth Management · CRD 297517
- Role
- Managing Member
- Office
- Franklin, TN
- Registration
- Investment adviser registration
- In the industry since
- September 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Todd McElroy work?
Todd McElroy has been Managing Member of Philip James Wealth Management, LLC since July 2018, and is a control person of the firm.
Is Todd McElroy a financial advisor?
Yes. Todd McElroy has a current investment-adviser registration in Georgia, Minnesota and Tennessee, through Philip James Wealth Management since August 2018.
How many years of experience does Todd McElroy have?
Todd McElroy has 29 years in the financial industry, since September 1997, across 3 adviser firms.
What exams has Todd McElroy passed?
Todd McElroy has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in September 2003. FINRA credited Todd McElroy with the SIE, which began in October 2018.
Where did Todd McElroy work before Philip James Wealth Management?
Before Philip James Wealth Management, Todd McElroy was registered through Philip James Wealth Management, LLC, August 2018 to August 2018.
Where is Todd McElroy based?
Todd McElroy’s registered office is in Franklin, TN.
Is Todd McElroy registered with FINRA?
No. Todd McElroy has no current broker registration.
How can I verify Todd McElroy’s record?
Search CRD 2349451 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd McElroy’s full registration record.