Todd Hadley has been an investment adviser representative at Lucas Group Financial Planners since May 2004, and is not listed among the firm’s executive officers or direct owners.
Lucas Group Financial Planners, Inc. is a Sacramento, CA firm with $456M under management, 956 clients and 3 advisers across 2 offices, as of its August 2026 filing.
Todd Hadley’s longest registration is the current one, 22 years at Lucas Group Financial Planners since 2004. Before joining Lucas Group Financial Planners in 2004, Todd Hadley was registered through Terra Financial Planning Group LTD.
- True Wave Financial PlannersCurrent– present · 22 yearsSacramento, CA · Adviser representative · Firm CRD 130163
- Terra Financial Planning Group LTD– · 3 yearsSacramento, CA · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Todd Hadley is registered as an investment adviser representative in California, since May 2004.
- CaliforniaSince 20 May 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Todd Royce Hadley
- CRD
- 4107233
- Firm
- Lucas Group Financial Planners · CRD 130163
- Office
- 1545 RIVER PARK DRIVE, SUITE 401, Sacramento, CA 95815
- Registration
- Investment adviser registration
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Todd Hadley work?
Todd Hadley is an investment adviser representative registered through Lucas Group Financial Planners, Inc. since May 2004, and is not listed among the firm’s executive officers or direct owners.
Is Todd Hadley a financial advisor?
Yes. Todd Hadley has a current investment-adviser registration in California, through Lucas Group Financial Planners since May 2004.
How many years of experience does Todd Hadley have?
Todd Hadley has 26 years in the financial industry, since October 2000, across 2 adviser firms.
What exams has Todd Hadley passed?
Todd Hadley has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in September 2000. FINRA credited Todd Hadley with the SIE, which began in October 2018.
Where did Todd Hadley work before Lucas Group Financial Planners?
Before Lucas Group Financial Planners, Todd Hadley was registered through Terra Financial Planning Group LTD, March 2001 to March 2004.
Where is Todd Hadley based?
Todd Hadley’s registered office is in Sacramento, CA.
Is Todd Hadley registered with FINRA?
No. Todd Hadley has no current broker registration.
How can I verify Todd Hadley’s record?
Search CRD 4107233 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Hadley’s full registration record.