Timothy Smisek has been an investment adviser representative at FWG Holdings since February 2021, and is not listed among the firm’s executive officers or direct owners.
FWG Holdings, LLC is a Winter Park, FL firm with $439M under management, 384 clients and 5 advisers in one office, as of its March 2026 filing.
Timothy Smisek’s longest registration was 10 years at Metlife Securities Inc. (2004–2014). Before joining FWG Holdings in 2021, Timothy Smisek was registered through Moors & Cabot, Inc and Metlife Securities Inc.
- Fortress Wealth GroupCurrent– present · 5 yearsWinter Spring, FL · Adviser representative · Firm CRD 308968
- Moors & Cabot, Inc– · 6 yearsWinter Park, FL · Adviser representative · Firm CRD 594
- Metlife Securities Inc.– · 10 yearsOrlando, FL · Adviser representative · Firm CRD 14251
- Mony Securities Corporation– · 2 yearsWinter Springs, FL · Adviser representative · Firm CRD 4386
Investment adviser representative registrations
Timothy Smisek is registered as an investment adviser representative in Florida, since February 2021.
- FloridaSince 8 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 May 2002 |
| Series 7 | General Securities Representative Examination | 16 January 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 September 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 September 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy Steven Smisek
- CRD
- 2752765
- Firm
- FWG Holdings · CRD 308968
- Office
- Winter Spring, FL
- Registration
- Investment adviser registration
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Smisek work?
Timothy Smisek is an investment adviser representative registered through FWG Holdings, LLC since February 2021, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Smisek a financial advisor?
Yes. Timothy Smisek has a current investment-adviser registration in Florida, through FWG Holdings since February 2021.
How many years of experience does Timothy Smisek have?
Timothy Smisek has 25 years in the financial industry, since October 2001, across 4 adviser firms.
What exams has Timothy Smisek passed?
Timothy Smisek has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2001. FINRA credited Timothy Smisek with the SIE, which began in October 2018.
Where did Timothy Smisek work before FWG Holdings?
Before FWG Holdings, Timothy Smisek was registered through Moors & Cabot, Inc, September 2014 to January 2021; Metlife Securities Inc., February 2004 to September 2014; Mony Securities Corporation, September 2001 to December 2003.
Where is Timothy Smisek based?
Timothy Smisek’s registered office is in Winter Spring, FL.
Is Timothy Smisek registered with FINRA?
No. Timothy Smisek has no current broker registration.
How can I verify Timothy Smisek’s record?
Search CRD 2752765 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Smisek’s full registration record.
