Timothy Moy has been an investment adviser representative at MBE Wealth Management since November 2012, and is not listed among the firm’s executive officers or direct owners.
Mbe Wealth Management, LLC is a Tomah, WI firm with $977M under management, 2,598 clients and 10 advisers across 8 offices, as of its July 2026 filing.
Timothy Moy’s longest registration is the current one, 13 years at MBE Wealth Management since 2012. Before joining MBE Wealth Management in 2012, Timothy Moy was registered through Sii Investments, Inc.
- Mbe Wealth Management, LLCCurrent– present · 13 yearsBaraboo, WI · Adviser representative · Firm CRD 165516
- Sii Investments, Inc.– · under a yearBaraboo, WI · Adviser representative · Firm CRD 2225
Investment adviser representative registrations
Timothy Moy is registered as an investment adviser representative in Wisconsin, since November 2012.
- WisconsinSince 6 November 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 January 2012 |
| Series 7 | General Securities Representative Examination | 12 October 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy Brian Moy
- CRD
- 5988465
- Firm
- MBE Wealth Management · CRD 165516
- Office
- E 10890 PENNY LN, Baraboo, WI 53913
- Registration
- Investment adviser registration
- In the industry since
- October 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Moy work?
Timothy Moy is an investment adviser representative registered through Mbe Wealth Management, LLC since November 2012, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Moy a financial advisor?
Yes. Timothy Moy has a current investment-adviser registration in Wisconsin, through MBE Wealth Management since November 2012.
How many years of experience does Timothy Moy have?
Timothy Moy has 15 years in the financial industry, since October 2011, across 2 adviser firms.
What exams has Timothy Moy passed?
Timothy Moy has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2011. FINRA credited Timothy Moy with the SIE, which began in October 2018.
Where is Timothy Moy based?
Timothy Moy’s registered office is in Baraboo, WI.
Is Timothy Moy registered with FINRA?
No. Timothy Moy has no current broker registration.
How can I verify Timothy Moy’s record?
Search CRD 5988465 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Moy’s full registration record.