Joseph Berry has been Chief Compliance Officer/Financial Advisor of MBE Wealth Management since January 2016, is a control person of the firm and directly owns under 5% of it.
Mbe Wealth Management, LLC is a Tomah, WI firm with $977M under management, 2,598 clients and 10 advisers across 8 offices, as of its July 2026 filing.
Joseph Berry’s longest registration was 13 years at Woodbury Financial Services, Inc. (1999–2012). Before joining MBE Wealth Management in 2013, Joseph Berry was registered through Woodbury Financial Services, Inc.
- LPL Financial LLC– · under a yearTomah, WI · Adviser representative · Firm CRD 6413
- LPL Financial LLC– · 1 yearTomah, WI · Adviser representative · Firm CRD 6413
- Mbe Wealth Management, LLCCurrent– present · 13 yearsTomah, WI · Adviser representative · Firm CRD 165516
- Woodbury Financial Services, Inc.– · 13 yearsTomah, WI · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Joseph Berry is registered as an investment adviser representative in Wisconsin, since February 2013.
- WisconsinSince 20 February 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 July 2014 |
| Series 66 | Uniform Combined State Law Examination | 17 February 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 November 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 March 1999 |
| Series 7 | General Securities Representative Examination | 21 January 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Lee Berry
- CRD
- 3051227
- Firm
- MBE Wealth Management · CRD 165516
- Role
- Chief Compliance Officer/Financial Advisor
- Office
- 200 W. WARREN ST., Tomah, WI 54660
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Berry work?
Joseph Berry has been Chief Compliance Officer/Financial Advisor of Mbe Wealth Management, LLC since January 2016, and is a control person of the firm.
Is Joseph Berry a financial advisor?
Yes. Joseph Berry has a current investment-adviser registration in Wisconsin, through MBE Wealth Management since February 2013.
How many years of experience does Joseph Berry have?
Joseph Berry has 27 years in the financial industry, since January 1999, across 3 adviser firms.
What exams has Joseph Berry passed?
Joseph Berry has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 66 and Series 24. The earliest, the Series 7, was passed in January 1999. FINRA credited Joseph Berry with the SIE, which began in October 2018.
Where did Joseph Berry work before MBE Wealth Management?
Before MBE Wealth Management, Joseph Berry was registered through Woodbury Financial Services, Inc., March 1999 to December 2012.
Where is Joseph Berry based?
Joseph Berry’s registered office is in Tomah, WI.
Is Joseph Berry registered with FINRA?
No. Joseph Berry has no current broker registration.
How can I verify Joseph Berry’s record?
Search CRD 3051227 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Berry’s full registration record.