Timothy Iltz has been an investment adviser representative at Herbert J. Sims Capital Management since October 2024, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Timothy Iltz’s longest registration was 10 years at Davidson Fixed Income Management, Inc. (2012–2023). Before joining Herbert J. Sims Capital Management in 2024, Timothy Iltz was registered through Davidson Investment Advisors, Inc. and Davidson Fixed Income Management, Inc.
- – present · 2 yearsCharlotte, NC · Adviser representative · Firm CRD 134510
- Davidson Investment Advisors, Inc.– · 7 yearsPortland, OR · Adviser representative · Firm CRD 110552
- Davidson Fixed Income Management, Inc.– · 10 yearsPortland, OR · Adviser representative · Firm CRD 127844
- D.a. Davidson & Co.– · 7 yearsPortland, OR · Adviser representative · Firm CRD 199
Investment adviser representative registrations
Timothy Iltz is registered as an investment adviser representative in Connecticut, since October 2024.
- ConnecticutSince 23 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 August 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 2004 |
| Series 7 | General Securities Representative Examination | 17 May 2003 |
| Series 52 | Municipal Securities Representative Examination | 21 May 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Timothy Elliott Iltz
- CRD
- 3085547
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- Curran Building, 13950 Ballantyne Corporate Place, Suite 110, Charlotte, NC 28277
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Timothy Iltz work?
Timothy Iltz is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Iltz a financial advisor?
Yes. Timothy Iltz has a current investment-adviser registration in Connecticut, through Herbert J. Sims Capital Management since October 2024.
How many years of experience does Timothy Iltz have?
Timothy Iltz has 24 years in the financial industry, since November 2001, across 4 adviser firms.
What exams has Timothy Iltz passed?
Timothy Iltz has passed 4 licensing exams: the Series 52, Series 7, Series 63 and Series 65. The earliest, the Series 52, was passed in May 2001. FINRA credited Timothy Iltz with the SIE, which began in October 2018.
Where did Timothy Iltz work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Timothy Iltz was registered through Davidson Investment Advisors, Inc., April 2015 to March 2023; Davidson Fixed Income Management, Inc., September 2012 to March 2023; D.a. Davidson & Co., August 2012 to November 2019.
Where is Timothy Iltz based?
Timothy Iltz’s registered office is in Charlotte, NC.
Is Timothy Iltz registered with FINRA?
Yes. Timothy Iltz has a current broker registration, under CRD 3085547.
Source: FINRA BrokerCheck
How can I verify Timothy Iltz’s record?
Search CRD 3085547 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Timothy Iltz’s full registration record.
