Jonathan Jarow has been Managing Director of Herbert J. Sims Capital Management since October 2022, is a control person of the firm and directly owns under 5% of it.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Jonathan Jarow is Managing Director and Co-Head of the Private Wealth Management Group of HJ Sims, based in Boca Raton, FL. He joined the firm in June 2016 as Managing Director in its Boca Raton office. His career in financial services began in 2005 as a Financial Advisor in New York, followed by branch management in 2007 and executive management in 2012.
- – present · 9 yearsBoca Raton FL, FL · Adviser representative · Firm CRD 134510
Investment adviser representative registrations
Jonathan Jarow is registered as an investment adviser representative in 2 states. The first approvals date from September 2017; the most recent is Florida, in June 2019.
- ConnecticutSince 29 September 2017
- FloridaSince 14 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 September 2017 |
| Series 53 | Municipal Securities Principal Examination | 18 June 2007 |
| Series 24 | General Securities Principal Examination | 1 November 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 May 2005 |
| Series 7 | General Securities Representative Examination | 20 April 2005 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan David Jarow
- CRD
- 4931964
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Role
- Managing Director
- Office
- 2700 N MILITARY TRAIL, SUITE 400, Boca Raton FL, FL 33431
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hjsims.com
Where does Jonathan Jarow work?
Jonathan Jarow has been Managing Director of Herbert J. Sims Capital Management, Inc. since October 2022, and is a control person of the firm.
Is Jonathan Jarow a financial advisor?
Yes. Jonathan Jarow has a current investment-adviser registration in Connecticut and Florida, through Herbert J. Sims Capital Management since September 2017.
How many years of experience does Jonathan Jarow have?
Jonathan Jarow has 20 years in the financial industry, since June 2006, across 1 adviser firm.
What exams has Jonathan Jarow passed?
Jonathan Jarow has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 66 and Series 52TO. The earliest, the Series 7, was passed in April 2005. FINRA credited Jonathan Jarow with the SIE, which began in October 2018.
Where is Jonathan Jarow based?
Jonathan Jarow’s registered office is in Boca Raton FL, FL.
Is Jonathan Jarow registered with FINRA?
Yes. Jonathan Jarow has a current broker registration, under CRD 4931964.
Source: FINRA BrokerCheck
How can I verify Jonathan Jarow’s record?
Search CRD 4931964 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jonathan Jarow’s full registration record.
