Timothy Farley has been Principal of Tempo Wealth since March 2025, is a control person of the firm and directly owns between 25% and 50% of it. Timothy Farley studied Degrees in Industrial-Organizational Psychology and Business at John Carroll University.
Tempo Wealth, LLC is an Independence, OH firm with $804M under management, 853 clients and 5 advisers in one office, as of its March 2026 filing.
Tim Farley is Principal, Wealth Advisor of Tempo Wealth, based in Cleveland, Ohio, with over 15 years of experience in the financial services industry. He specializes in holistic financial planning that integrates investment management, tax strategies and the optimization of employer retirement plans. His practice serves professionals at stock-eligible levels at publicly traded companies, medical professionals and families who have a loved one with special needs, and covers executive planning topics including RSUs, NQSOs, ISOs, deferred compensation and net unrealized appreciation strategies.
Timothy Farley’s longest registration was 9 years at MML Investors Services, LLC (2010–2019). Before joining Tempo Wealth in 2025, Timothy Farley was registered through Cleveland Wealth, LLC and MML Investors Services, LLC.
- Cleveland Wealth, LLC– · 6 yearsCleveland, OH · Adviser representative · Firm CRD 282196
- MML Investors Services, LLC– · 9 yearsCleveland, OH · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Timothy Farley is registered as an investment adviser representative in 3 states. The first approvals date from May 2025; the most recent is Ohio, in June 2025.
- IllinoisSince 30 May 2025
- OhioSince 3 June 2025
- TexasSince 30 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 August 2011 |
| Series 7 | General Securities Representative Examination | 2 May 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 January 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy Charles Farley
- CRD
- 5741616
- Firm
- Tempo Wealth · CRD 336316
- Role
- Principal
- Office
- 6133 ROCKSIDE ROAD, BUILDING II, SUITE 400, Independence, OH 44131
- Registration
- Investment adviser registration
- In the industry since
- January 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tempowealth.com
Where does Timothy Farley work?
Timothy Farley has been Principal of Tempo Wealth, LLC since March 2025, and is a control person of the firm.
Is Timothy Farley a financial advisor?
Yes. Timothy Farley has a current investment-adviser registration in Illinois, Ohio and Texas, through Tempo Wealth since May 2025.
How many years of experience does Timothy Farley have?
Timothy Farley has 16 years in the financial industry, since January 2010, across 3 adviser firms.
What exams has Timothy Farley passed?
Timothy Farley has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in January 2010. FINRA credited Timothy Farley with the SIE, which began in October 2018.
Where did Timothy Farley work before Tempo Wealth?
Before Tempo Wealth, Timothy Farley was registered through Cleveland Wealth, LLC, May 2019 to May 2025; MML Investors Services, LLC, January 2010 to May 2019.
Where is Timothy Farley based?
Timothy Farley’s registered office is in Independence, OH.
Is Timothy Farley registered with FINRA?
No. Timothy Farley has no current broker registration.
How can I verify Timothy Farley’s record?
Search CRD 5741616 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Farley’s full registration record.
