Role at Prospera Financial Services
- Title on Schedule A
- Co-CEO
- Control
- Tim Edwards is a control person of Prospera Financial Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Tim Edwards has held the filed role since July 2021.
The firm
Form ADV filed 30 September 2026
Career on record
Tim Edwards has been registered through Prospera Financial Services since September 1989.
- Passed Series 99TO and Series 79TO · 2023
- Passed SIE · 2018
- Passed Series 31 · 2003
- Passed Series 24 · 1994
- – present · 37 yearsDallas, TX · Adviser representative · Firm CRD 10740
- Passed Series 7 and Series 63 · 1986
Registrations and exams
Tim Edwards has a current investment-adviser registration in Texas and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved | 1 September 1989 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 1986 |
| Series 24 | General Securities Principal Examination | 21 October 1994 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 31 | Futures Managed Funds Examination | 1 October 2003 |
| Series 7 | General Securities Representative Examination | 18 October 1986 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Tim Alan Edwards
- CRD
- 1569619
- Registration status
- Investment adviser and broker registrations
- Office
- 5429 LBJ FREEWAY, SUITE 750, Dallas, TX 75240
- Firm bio
- prosperafinancial.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Prospera identifies Tim Edwards as chairman and co-CEO; it says he formed Prospera with David Stringer and Richard Pascuzzi. Official firm biography/team page
Common questions
Where does Tim Edwards work?
Tim Edwards has been Co-CEO of Prospera Financial Services, Inc. since July 2021, and is a control person of the firm.
Is Tim Edwards a financial advisor?
Yes. Tim Edwards has a current investment-adviser registration in Texas, through Prospera Financial Services since September 1989, as of 17 October 2026.
How many years of experience does Tim Edwards have?
Tim Edwards has worked in the financial industry for 39 years as of 17 October 2026, counted from 23 October 1986, across 1 adviser firm.
What exams has Tim Edwards passed?
Tim Edwards has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 31, SIE, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in October 1986.
Where is Tim Edwards based?
Tim Edwards’ registered office is in Dallas, TX.
Leadership at Prospera Financial Services
- Richard Dean PascuzziExecutive Vice President, Secretary
- Tarah Elizabeth WilliamsPresident, Chief Operating Officer
- Edward KernChief Financial Officer
- Shawn BaxterChief Compliance Officer
- David Walter StringerCo-CEO