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Thomas Wynn

Global Chief Compliance Officer at Walleye Capital

Officer record from the firm’s Form ADVForm ADV filed 28 September 2026

Thomas Wynn is Global Chief Compliance Officer of Walleye Capital LLC, a Wayzata investment adviser.

Role at Walleye Capital

Title on Schedule A
Global Chief Compliance Officer
Control
Thomas Wynn is a control person of Walleye Capital.
Ownership
An individual ownership band is not available in the source record.
Tenure
Thomas Wynn has held the filed role since October 2023.

The firm

Walleye Capital LLC
Wayzata, MN

Form ADV filed 28 September 2026

$52.1B AUM10 clients138 advisers9 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Thomas Wynn is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Thomas Wynn
CRD
4208019
Firm
Walleye Capital LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Thomas Wynn work?

Thomas Wynn has been Global Chief Compliance Officer of Walleye Capital LLC since October 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 September 2026

Leadership at Walleye Capital

Sources

  1. IAPD individual lookup, CRD 4208019. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Walleye Capital LLC, filed 28 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Thomas Wynn or Walleye Capital LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.