Thomas Whitnah has been an investment adviser representative at 360 Financial since August 2013, and is not listed among the firm’s executive officers or direct owners.
360 Financial, Inc. is a Wayzata, MN firm with $701M under management, 1,206 clients and 10 advisers across 3 offices, as of its May 2026 filing.
Thomas Whitnah’s longest registration is the current one, 13 years at LPL Financial LLC since 2013. Before joining 360 Financial in 2013, Thomas Whitnah was registered through Morgan Stanley Smith Barney LLC and Morgan Stanley & Co. Incorporated.
- LPL Financial LLCAlso current– present · 13 yearsMaple Grove, MN · Adviser representative and broker · Firm CRD 6413
- Morgan Stanley Smith Barney LLC– · 1 yearWayzata, MN · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsWayzata, MN · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearWayzata, MN · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Thomas Whitnah is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2013; the most recent is Minnesota, in October 2023.
- MinnesotaSince 20 October 2023
- TexasResidentSince 30 August 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 16 June 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 March 1980 |
| Series 7 | General Securities Representative Examination | 19 August 1978 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Arden Whitnah
- CRD
- 856715
- Firm
- 360 Financial · CRD 168600
- Office
- 849 LAKE STREET EAST, Wayzata, MN 55391
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1978
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Whitnah work?
Thomas Whitnah is an investment adviser representative registered through 360 Financial, Inc. since August 2013, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Whitnah a financial advisor?
Yes. Thomas Whitnah has a current investment-adviser registration in Minnesota and Texas, through 360 Financial since August 2013.
How many years of experience does Thomas Whitnah have?
Thomas Whitnah has 48 years in the financial industry, since August 1978, across 5 adviser firms.
What exams has Thomas Whitnah passed?
Thomas Whitnah has passed 3 licensing exams: the Series 7, Series 63 and Series 31. The earliest, the Series 7, was passed in August 1978. FINRA credited Thomas Whitnah with the SIE, which began in October 2018.
Where did Thomas Whitnah work before 360 Financial?
Before 360 Financial, Thomas Whitnah was registered through Morgan Stanley Smith Barney LLC, June 2009 to January 2011; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, September 2006 to April 2007.
Where is Thomas Whitnah based?
Thomas Whitnah’s registered office is in Wayzata, MN.
Is Thomas Whitnah registered with FINRA?
Yes. Thomas Whitnah has a current broker registration, under CRD 856715.
Source: FINRA BrokerCheck
How can I verify Thomas Whitnah’s record?
Search CRD 856715 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Whitnah’s full registration record.
