Thomas Walker has been President of Baker Tilly Wealth Management since June 2024, is a control person of the firm and directly owns under 5% of it.
Baker Tilly Wealth Management, LLC is a Madison, WI firm with $5.19B under management, 753 clients and 21 advisers across 9 offices, as of its August 2026 filing.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 March 2008 |
| Series 7 | General Securities Representative Examination | 13 August 2007 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Francis Walker
- CRD
- 5342049
- Firm
- Baker Tilly Wealth Management · CRD 167811
- Role
- President
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Walker work?
Thomas Walker has been President of Baker Tilly Wealth Management, LLC since June 2024, and is a control person of the firm.
Does Thomas Walker have a current investment-adviser registration?
Thomas Walker has a current broker registration and no current investment-adviser registration.
What exams has Thomas Walker passed?
Thomas Walker has passed 3 licensing exams: the Series 7, Series 66 and Series 79TO. The earliest, the Series 7, was passed in August 2007. FINRA credited Thomas Walker with the SIE, which began in October 2018.
Where was Thomas Walker previously registered as an investment adviser?
Thomas Walker has past investment-adviser registrations through Baker Tilly Financial, November 2016 to October 2019, across 1 firm.
Is Thomas Walker registered with FINRA?
Yes. Thomas Walker has a current broker registration, under CRD 5342049.
Source: FINRA BrokerCheck
How can I verify Thomas Walker’s record?
Search CRD 5342049 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Walker’s full registration record.