Barbara Olson has been Chief Compliance Officer of Baker Tilly Wealth Management since February 2017, is a control person of the firm and directly owns under 5% of it.
Baker Tilly Wealth Management, LLC is a Madison, WI firm with $5.19B under management, 753 clients and 21 advisers across 9 offices, as of its August 2026 filing.
Barbara Olson’s longest registration is the current one, 9 years at Baker Tilly Wealth Management since 2017.
- Baker Tilly Investment Services– · 1 yearMadison, WI · Adviser representative · Firm CRD 300822
- – present · 9 yearsMadison, WI · Adviser representative · Firm CRD 167811
Investment adviser representative registrations
Barbara Olson is registered as an investment adviser representative in 2 states. The first approvals date from February 2017; the most recent is Texas, in November 2018.
- TexasSince 5 November 2018
- WisconsinSince 16 February 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 54 | Municipal Advisor Principal Qualification Examination | 23 May 2024 |
| Series 50 | Municipal Advisor Representative Qualification Exam | 21 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 6 February 2018 |
| Series 24 | General Securities Principal Examination | 27 November 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 October 2017 |
| Series 79 | Investment Banking Registered Representative Examination | 21 September 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 February 2017 |
- Name
- Municipal Advisor Principal Qualification Examination
- Name
- Municipal Advisor Representative Qualification Exam
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Barbara R Olson
- CRD
- 6715742
- Firm
- Baker Tilly Wealth Management · CRD 167811
- Role
- Chief Compliance Officer
- Office
- 4807 INNOVATE LANE, Madison, WI 53718
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Barbara Olson work?
Barbara Olson has been Chief Compliance Officer of Baker Tilly Wealth Management, LLC since February 2017, and is a control person of the firm.
Is Barbara Olson a financial advisor?
Yes. Barbara Olson has a current investment-adviser registration in Texas and Wisconsin, through Baker Tilly Wealth Management since February 2017.
How many years of experience does Barbara Olson have?
Barbara Olson has 9 years in the financial industry, since February 2017, across 2 adviser firms.
What exams has Barbara Olson passed?
Barbara Olson has passed 7 licensing exams: the Series 65, Series 79, Series 63, Series 24, Series 7, Series 50 and Series 54. The earliest, the Series 65, was passed in February 2017. FINRA credited Barbara Olson with the SIE, which began in October 2018.
Where is Barbara Olson based?
Barbara Olson’s registered office is in Madison, WI.
Is Barbara Olson registered with FINRA?
Yes. Barbara Olson has a current broker registration, under CRD 6715742.
Source: FINRA BrokerCheck
How can I verify Barbara Olson’s record?
Search CRD 6715742 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Barbara Olson’s full registration record.