Thomas Proos has been an investment adviser representative at Financial Arcitects since July 2020, and is not listed among the firm’s executive officers or direct owners.
Financial Arcitects, Inc is a Jenison, MI firm with $472M under management, 902 clients and 10 advisers in one office, as of its February 2026 filing.
Thomas Proos’ longest registration was 7 years at LPL Financial LLC (2010–2018). Before joining Financial Arcitects in 2020, Thomas Proos was registered through CWM, LLC and Cetera Advisor Networks LLC.
- – present · 6 yearsJenison, MI · Adviser representative · Firm CRD 148897
- CWM, LLC– · 2 yearsGrand Rapids, MI · Adviser representative · Firm CRD 155344
- Cetera Advisor Networks LLC– · 1 yearGrand Rapids, MI · Adviser representative · Firm CRD 13572
- LPL Financial LLC– · 7 yearsGrand Rapids, MI · Adviser representative · Firm CRD 6413
- McDonald Investments Inc.– · under a yearGrand Rapids, MI · Adviser representative · Firm CRD 566
Investment adviser representative registrations
Thomas Proos is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2020; the most recent is Texas, in November 2021.
- MichiganSince 27 July 2020
- TexasResidentSince 19 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 15 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 August 2010 |
| Series 31 | Futures Managed Funds Examination | 14 August 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 August 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 1999 |
| Series 7 | General Securities Representative Examination | 9 July 1999 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas James Proos
- CRD
- 3238215
- Firm
- Financial Arcitects · CRD 148897
- Office
- 7699 GEORGETOWN CENTER DRIVE, Jenison, MI 49428
- Registration
- Investment adviser registration
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Proos work?
Thomas Proos is an investment adviser representative registered through Financial Arcitects, Inc since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Proos a financial advisor?
Yes. Thomas Proos has a current investment-adviser registration in Michigan and Texas, through Financial Arcitects since July 2020.
How many years of experience does Thomas Proos have?
Thomas Proos has 27 years in the financial industry, since September 1999, across 5 adviser firms.
What exams has Thomas Proos passed?
Thomas Proos has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 31, Series 66 and Series 7TO. The earliest, the Series 7, was passed in July 1999. FINRA credited Thomas Proos with the SIE, which began in October 2018.
Where did Thomas Proos work before Financial Arcitects?
Before Financial Arcitects, Thomas Proos was registered through CWM, LLC, April 2018 to July 2020; Cetera Advisor Networks LLC, April 2018 to July 2019; LPL Financial LLC, September 2010 to April 2018; McDonald Investments Inc., March 2003 to September 2003.
Where is Thomas Proos based?
Thomas Proos’ registered office is in Jenison, MI.
Is Thomas Proos registered with FINRA?
No. Thomas Proos has no current broker registration.
How can I verify Thomas Proos’ record?
Search CRD 3238215 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Proos’ full registration record.
