Thomas Pratt has been an investment adviser representative at Collaborative Wealth Management since March 2017, and is not listed among the firm’s executive officers or direct owners.
Collaborative Wealth Management, Inc. is a Lake Mary, FL firm with $653M under management, 937 clients and 9 advisers across 4 offices, as of its March 2026 filing.
Thomas Pratt’s longest registration is the current one, 9 years at Collaborative Wealth Management since 2017. Before joining Collaborative Wealth Management in 2017, Thomas Pratt was registered through Securian Financial Services, Inc.
- Collaborative WealthCurrent– present · 9 yearsOrlando, FL · Adviser representative · Firm CRD 142106
- Securian Financial Services, Inc.– · under a yearOrlando, FL · Adviser representative · Firm CRD 15296
Investment adviser representative registrations
Thomas Pratt is registered as an investment adviser representative in Florida, since March 2017.
- FloridaSince 23 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 April 2016 |
| Series 7 | General Securities Representative Examination | 10 March 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Parker Pratt
- CRD
- 6599076
- Firm
- Collaborative Wealth Management · CRD 142106
- Office
- 6900 Tavistock Lakes Blvd, Ste 400, Orlando, FL 32827
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Pratt work?
Thomas Pratt is an investment adviser representative registered through Collaborative Wealth Management, Inc. since March 2017, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Pratt a financial advisor?
Yes. Thomas Pratt has a current investment-adviser registration in Florida, through Collaborative Wealth Management since March 2017.
How many years of experience does Thomas Pratt have?
Thomas Pratt has 10 years in the financial industry, since May 2016, across 2 adviser firms.
What exams has Thomas Pratt passed?
Thomas Pratt has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2016. FINRA credited Thomas Pratt with the SIE, which began in October 2018.
Where did Thomas Pratt work before Collaborative Wealth Management?
Before Collaborative Wealth Management, Thomas Pratt was registered through Securian Financial Services, Inc., April 2016 to January 2017.
Where is Thomas Pratt based?
Thomas Pratt’s registered office is in Orlando, FL.
Is Thomas Pratt registered with FINRA?
Yes. Thomas Pratt has a current broker registration, under CRD 6599076.
Source: FINRA BrokerCheck
How can I verify Thomas Pratt’s record?
Search CRD 6599076 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Pratt’s full registration record.
