Thomas Powell has been an investment adviser representative at OneAscent Wealth Management since May 2021, and is not listed among the firm’s executive officers or direct owners.
Oneascent Wealth Management LLC is a Birmingham, AL firm with $476M under management, 927 clients and 12 advisers across 6 offices, as of its August 2026 filing.
Tom Powell is Senior Lead Advisor of OneAscent Family Offices, based in Birmingham, AL. He has 37 years of experience in investment management, designing and administering retirement plans, estate planning, financial planning, and business transactions. Before joining OneAscent, he was a founding Partner of Asset Management Services, LLP and of PlanTech, LLP, an ERISA consulting and plan administration firm.
Thomas Powell’s longest registration was 12 years at Asset Management Services LLP (2009–2022). Before joining OneAscent Wealth Management in 2021, Thomas Powell was registered through Asset Management Services LLP.
- Oneascent Financial Services LLCAlso current– present · 2 yearsBirmingham, AL · Adviser representative · Firm CRD 284549
- Oneascent Family OfficesAlso current– present · 3 yearsBirmingham, AL · Adviser representative · Firm CRD 323305
- Oneascent Wealth ManagementCurrent– present · 5 yearsBirmingham, AL · Adviser representative · Firm CRD 308057
- Asset Management Services LLP– · 12 yearsBirmingham, AL · Adviser representative · Firm CRD 108932
Professional designations
Listed by OneAscent Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Qualified Pension Administrator (QPA)
Investment adviser representative registrations
Thomas Powell is registered as an investment adviser representative in 2 states. The first approvals date from May 2021; the most recent is Texas, in August 2023.
- AlabamaSince 7 May 2021
- TexasSince 1 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 19 July 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 February 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 February 1989 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Edward Powell
- CRD
- 1917867
- Firm
- OneAscent Wealth Management · CRD 308057
- Office
- 100 GRANDVIEW PLACE, Birmingham, AL 35243
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oneascent.com
Where does Thomas Powell work?
Thomas Powell is an investment adviser representative registered through Oneascent Wealth Management LLC since May 2021, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Powell a financial advisor?
Yes. Thomas Powell has a current investment-adviser registration in Alabama and Texas, through OneAscent Wealth Management since May 2021.
How many years of experience does Thomas Powell have?
Thomas Powell has 16 years in the financial industry, since November 2009, across 4 adviser firms.
What exams has Thomas Powell passed?
Thomas Powell has passed 3 licensing exams: the Series 63, Series 6 and Series 7. The earliest, the Series 63, was passed in February 1989.
Where is Thomas Powell based?
Thomas Powell’s registered office is in Birmingham, AL.
Is Thomas Powell registered with FINRA?
No. Thomas Powell has no current broker registration.
Is Thomas Powell a CFP?
OneAscent Wealth Management lists Thomas Powell with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Thomas Powell’s record?
Search CRD 1917867 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Powell’s full registration record.
