Thomas Parker has been an investment adviser representative at GrandView Asset Management since April 2024, and is not listed among the firm’s executive officers or direct owners.
Grandview Asset Management LLC is a Harrisburg, PA firm with $412M under management, 606 clients and 4 advisers across 6 offices, as of its June 2026 filing.
- – present · 2 yearsHarrisburg, PA · Adviser representative · Firm CRD 172357
Investment adviser representative registrations
Thomas Parker is registered as an investment adviser representative in Pennsylvania, since April 2024.
- PennsylvaniaSince 28 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 April 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 January 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 5 December 2022 |
| SIE | Securities Industry Essentials Examination | 23 September 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Thomas E Parker
- CRD
- 6975340
- Firm
- GrandView Asset Management · CRD 172357
- Office
- 4200 CRUMS MILL ROAD, FLOOR 2, Harrisburg, PA 17112
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Parker work?
Thomas Parker is an investment adviser representative registered through Grandview Asset Management LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Parker a financial advisor?
Yes. Thomas Parker has a current investment-adviser registration in Pennsylvania, through GrandView Asset Management since April 2024.
How many years of experience does Thomas Parker have?
Thomas Parker has 3 years in the financial industry, since December 2022, across 1 adviser firm.
What exams has Thomas Parker passed?
Thomas Parker has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in September 2022.
Where is Thomas Parker based?
Thomas Parker’s registered office is in Harrisburg, PA.
Is Thomas Parker registered with FINRA?
Yes. Thomas Parker has a current broker registration, under CRD 6975340.
Source: FINRA BrokerCheck
How can I verify Thomas Parker’s record?
Search CRD 6975340 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Parker’s full registration record.