Bruce Smith has been CCO/Owner of GrandView Asset Management since February 2022, is a control person of the firm and directly owns 75% or more of it.
Grandview Asset Management LLC is a Harrisburg, PA firm with $412M under management, 606 clients and 4 advisers across 6 offices, as of its June 2026 filing.
Bruce Smith’s longest registration was 12 years at Infinity Investment Advisors Inc (1993–2006). Before joining GrandView Asset Management in 2018, Bruce Smith was registered through Infinity Investment Advisors Inc.
- – present · 8 yearsHarrisburg, PA · Adviser representative · Firm CRD 172357
- Infinity Investment Advisors Inc– · 12 yearsHershey, PA · Adviser representative · Firm CRD 105852
Investment adviser representative registrations
Bruce Smith is registered as an investment adviser representative in Pennsylvania, since July 2018.
- PennsylvaniaSince 10 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 May 2018 |
| Series 24 | General Securities Principal Examination | 14 November 1988 |
| Series 7 | General Securities Representative Examination | 21 May 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 August 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Bruce Alan Smith
- CRD
- 1515396
- Firm
- GrandView Asset Management · CRD 172357
- Role
- CCO/Owner
- Office
- 4200 CRUMS MILL ROAD, FLOOR 2, Harrisburg, PA 17112
- Registration
- Investment adviser registration
- In the industry since
- November 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Bruce Smith work?
Bruce Smith has been CCO/Owner of Grandview Asset Management LLC since February 2022, and is a control person of the firm.
Is Bruce Smith a financial advisor?
Yes. Bruce Smith has a current investment-adviser registration in Pennsylvania, through GrandView Asset Management since July 2018.
How many years of experience does Bruce Smith have?
Bruce Smith has 20 years in the financial industry, since November 2005, across 2 adviser firms.
What exams has Bruce Smith passed?
Bruce Smith has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in August 1987.
Where did Bruce Smith work before GrandView Asset Management?
Before GrandView Asset Management, Bruce Smith was registered through Infinity Investment Advisors Inc, May 1993 to January 2006.
Where is Bruce Smith based?
Bruce Smith’s registered office is in Harrisburg, PA.
Is Bruce Smith registered with FINRA?
No. Bruce Smith has no current broker registration.
How can I verify Bruce Smith’s record?
Search CRD 1515396 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bruce Smith’s full registration record.