Thomas Ouimette has been an investment adviser representative at Cross Financial Advisors since June 2017, and is not listed among the firm’s executive officers or direct owners. Thomas Ouimette holds a Bachelor of Science in Finance from California State University, Long Beach.
Cross Financial Advisors, LLC is a Portland, OR firm with $482M under management, 1,873 clients and 11 advisers across 7 offices, as of its September 2026 filing.
Tom Ouimette is a Financial Advisor of Cross Financial Advisors, LLC. He has helped individuals, families, and business owners manage their investments since 1990. He was recruited by Merrill Lynch after college, worked for US Bancorp Investments for five years, was recruited by Morgan Stanley in 2004 and spent ten years there, and in 2014 took his practice independent to LPL Financial and joined Cross Financial Management.
Thomas Ouimette’s longest registration is the current one, 9 years at Cross Financial Advisors since 2017. Before joining Cross Financial Advisors in 2017, Thomas Ouimette was registered through LPL Financial LLC and Morgan Stanley.
- Cross Financial AdvisorsCurrent– present · 9 yearsPortland, OR · Adviser representative · Firm CRD 287686
- LPL Financial LLC– · 3 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- Morgan Stanley– · 5 yearsPortland, OR · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsPortland, OR · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 2 yearsPortland, OR · Adviser representative · Firm CRD 7556
Professional designations
Listed by Cross Financial Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Thomas Ouimette is registered as an investment adviser representative in Oregon, since June 2017.
- OregonSince 29 June 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 28 July 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 January 1990 |
| Series 7 | General Securities Representative Examination | 16 December 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Byrnes Ouimette
- CRD
- 2009940
- Firm
- Cross Financial Advisors · CRD 287686
- Office
- 11600 SW SHILO LANE, SUITE 100, Portland, OR 97225
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- crossfinancialmgmt.com
Where does Thomas Ouimette work?
Thomas Ouimette is an investment adviser representative registered through Cross Financial Advisors, LLC since June 2017, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Ouimette a financial advisor?
Yes. Thomas Ouimette has a current investment-adviser registration in Oregon, through Cross Financial Advisors since June 2017.
How many years of experience does Thomas Ouimette have?
Thomas Ouimette has 36 years in the financial industry, since May 1990, across 5 adviser firms.
What exams has Thomas Ouimette passed?
Thomas Ouimette has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in December 1989. FINRA credited Thomas Ouimette with the SIE, which began in October 2018.
Where did Thomas Ouimette work before Cross Financial Advisors?
Before Cross Financial Advisors, Thomas Ouimette was registered through Morgan Stanley, June 2009 to November 2014; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, August 2004 to April 2007.
Where is Thomas Ouimette based?
Thomas Ouimette’s registered office is in Portland, OR.
Is Thomas Ouimette registered with FINRA?
Yes. Thomas Ouimette has a current broker registration, under CRD 2009940.
Source: FINRA BrokerCheck
Is Thomas Ouimette a CFP?
Cross Financial Advisors lists Thomas Ouimette with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Thomas Ouimette’s record?
Search CRD 2009940 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Ouimette’s full registration record.
