Mathew Whiteaker has been Chief Compliance Officer of Cross Financial Advisors since April 2017, is a control person of the firm and directly owns under 5% of it.
Cross Financial Advisors, LLC is a Portland, OR firm with $482M under management, 1,873 clients and 11 advisers across 7 offices, as of its September 2026 filing.
Mathew Whiteaker is Managing Shareholder, Finance/CCO of Cross Financial Advisors, LLC. He is an owner and founding partner of Cross Financial and a financial advisor with Cross Financial Advisors, LLC. He has helped individuals, families, and businesses pursue their financial planning goals for over 20 years, advising on investment, insurance, tax, retirement, estate, intergenerational wealth transfer, and educational savings planning.
Mathew Whiteaker’s longest registration is the current one, 23 years at LPL Financial LLC since 2003.
- Cross Financial AdvisorsCurrent– present · 9 yearsPortland, OR · Adviser representative · Firm CRD 287686
- LPL Financial LLCAlso current– present · 23 yearsHood River, OR · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Mathew Whiteaker is registered as an investment adviser representative in Oregon, since June 2017.
- OregonSince 29 June 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 August 2007 |
| Series 66 | Uniform Combined State Law Examination | 1 November 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 1999 |
| Series 7 | General Securities Representative Examination | 7 September 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mathew Dean Whiteaker
- CRD
- 3260502
- Firm
- Cross Financial Advisors · CRD 287686
- Role
- Chief Compliance Officer
- Office
- 11600 SW SHILO LANE, SUITE 100, Portland, OR 97225
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- crossfinancialmgmt.com
Where does Mathew Whiteaker work?
Mathew Whiteaker has been Chief Compliance Officer of Cross Financial Advisors, LLC since April 2017, and is a control person of the firm.
Is Mathew Whiteaker a financial advisor?
Yes. Mathew Whiteaker has a current investment-adviser registration in Oregon, through Cross Financial Advisors since June 2017.
How many years of experience does Mathew Whiteaker have?
Mathew Whiteaker has 27 years in the financial industry, since September 1999, across 2 adviser firms.
What exams has Mathew Whiteaker passed?
Mathew Whiteaker has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in September 1999. FINRA credited Mathew Whiteaker with the SIE, which began in October 2018.
Where is Mathew Whiteaker based?
Mathew Whiteaker’s registered office is in Portland, OR.
Is Mathew Whiteaker registered with FINRA?
Yes. Mathew Whiteaker has a current broker registration, under CRD 3260502.
Source: FINRA BrokerCheck
How can I verify Mathew Whiteaker’s record?
Search CRD 3260502 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mathew Whiteaker’s full registration record.
