Thomas Moore has been an investment adviser representative at RWM Capital since October 2023, and is not listed among the firm’s executive officers or direct owners.
RWM Capital, LLC is a Sugar Land, TX firm with $222M under management, 1,439 clients and 21 advisers across 8 offices, as of its August 2026 filing.
Thomas Moore’s longest registration is the current one, 3 years at RWM Capital since 2023. Before joining RWM Capital in 2023, Thomas Moore was registered through Foundations Investment Advisors LLC.
- RWM Capital, LLCCurrent– present · 3 yearsSugar Land, TX · Adviser representative · Firm CRD 310635
- Foundations Investment Advisors LLC– · 1 yearMobile, AL · Adviser representative · Firm CRD 175083
Investment adviser representative registrations
Thomas Moore is registered as an investment adviser representative in 4 states. The first approvals date from October 2023; the most recent is Alabama, in December 2024.
- AlabamaSince 3 December 2024
- LouisianaSince 6 October 2023
- MississippiSince 6 October 2023
- TexasSince 6 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 November 2022 |
| Series 7TO | General Securities Representative Examination | 25 April 2022 |
| SIE | Securities Industry Essentials Examination | 30 November 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Thomas Nolan Terrell Moore
- CRD
- 7411807
- Firm
- RWM Capital · CRD 310635
- Office
- 1600 HIGHWAY 6, SUITE 340, Sugar Land, TX 77478
- Registration
- Investment adviser registration
- In the industry since
- August 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Moore work?
Thomas Moore is an investment adviser representative registered through RWM Capital, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Moore a financial advisor?
Yes. Thomas Moore has a current investment-adviser registration in Alabama, Louisiana, Mississippi and Texas, through RWM Capital since October 2023.
How many years of experience does Thomas Moore have?
Thomas Moore has 4 years in the financial industry, since August 2022, across 2 adviser firms.
What exams has Thomas Moore passed?
Thomas Moore has passed 3 licensing exams: the SIE, Series 7TO and Series 65. The earliest, the SIE, was passed in November 2021.
Where is Thomas Moore based?
Thomas Moore’s registered office is in Sugar Land, TX.
Is Thomas Moore registered with FINRA?
No. Thomas Moore has no current broker registration.
How can I verify Thomas Moore’s record?
Search CRD 7411807 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Moore’s full registration record.