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Thomas Meyers

Executive Vice President at Franklin Advisers

Broker registration; no current adviser registrationSEC record checked 17 October 2026

2
Past adviser firms
9
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Thomas Meyers is Executive Vice President of Franklin Advisers, Inc., a San Mateo investment adviser managing $509B. Thomas Meyers has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

Role at Franklin Advisers

Title on Schedule A
Executive Vice President
Control
Thomas Meyers is a control person of Franklin Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Thomas Meyers has held the filed role since July 2025.

The firm

Franklin Advisers, Inc.
San Mateo, CA

Form ADV filed 16 September 2026

$509B AUM25,120 clients272 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2025
  2. Passed SIE, Series 7TO, Series 24 and Series 63 · 2022
  3. Passed Series 3 · 2016
  4. Seix Investment Advisors Inc
    – · 1 year
    Woodcliff Lake, NJ · Adviser representative · Firm CRD 106142
  5. Passed Series 7 and Series 66 · 2001
  6. Pxp Institutional Markets Group Ltd.
    – · 2 years
    Indianapolis, IN · Adviser representative · Firm CRD 108290
  7. Passed Series 6 · 1989

Registrations and exams

Broker registration; no current adviser registration. Thomas Meyers has passed 9 qualifying exams.

Examinations

Series 6319 December 2022
Name
Uniform Securities Agent State Law Examination
Series 663 August 2001
Name
Uniform Combined State Law Examination
Series 2427 June 2022
Name
General Securities Principal Examination
Series 99TO1 July 2025
Name
Operations Professional Examination
Series 7TO23 February 2022
Name
General Securities Representative Examination
SIE22 February 2022
Name
Securities Industry Essentials Examination
Series 313 March 2016
Name
National Commodity Futures Examination
Series 716 February 2001
Name
General Securities Representative Examination
Series 616 January 1989
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Thomas Alan Meyers
CRD
1912302
Firm
Franklin Advisers, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Thomas Meyers work?

Thomas Meyers has been Executive Vice President of Franklin Advisers, Inc. since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 September 2026

Does Thomas Meyers have a current investment-adviser registration?

Thomas Meyers has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Thomas Meyers passed?

Thomas Meyers has passed 9 licensing exams: the Series 6, Series 7, Series 66, Series 3, SIE, Series 7TO, Series 24, Series 63 and Series 99TO. The earliest, the Series 6, was passed in January 1989.

Source: IAPD individual record, checked 17 October 2026

Where was Thomas Meyers previously registered as an investment adviser?

Thomas Meyers has past investment-adviser registrations through Seix Investment Advisors Inc, January 2003 to June 2004; Pxp Institutional Markets Group Ltd., May 2001 to November 2002, across 2 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Franklin Advisers

Sources

  1. IAPD individual record, CRD 1912302. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Franklin Advisers, Inc., filed 16 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Thomas Meyers or Franklin Advisers, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.