Thomas McCarthy has been Manager, Senior Managing Director, and Secretary of Heitman Capital Management since December 1994, is a control person of the firm and directly owns under 5% of it. Thomas McCarthy studied at Western Illinois University.
Heitman Capital Management LLC is a Chicago, IL firm with $6.09B under management, 29 clients and 184 advisers across 10 offices, as of its March 2026 filing.
Thomas McCarthy is Executive Vice President in Heitman's North American Private Real Estate Equity group and a member of the firm's North American Private Equity Investment Committee. He serves as Co-Portfolio Manager for the funds in the Heitman Value Series. He began his career at Ernst & Whinney (now Ernst & Young) and joined the portfolio management group of JMB Institutional Realty in 1984.
No adviser firm registrations are on Thomas McCarthy’s record.
Professional designations
Listed by Heitman Capital Management
- CPA
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 14 September 1999 |
| Series 7 | General Securities Representative Examination | 21 June 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 June 1995 |
- Name
- Compliance Officer Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Thomas Donovan McCarthy
- CRD
- 2540415
- Firm
- Heitman Capital Management · CRD 105480
- Role
- Manager, Senior Managing Director, and Secretary
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- heitman.com
Where does Thomas McCarthy work?
Thomas McCarthy has been Manager, Senior Managing Director, and Secretary of Heitman Capital Management LLC since December 1994, and is a control person of the firm.
Does Thomas McCarthy have a current investment-adviser registration?
Thomas McCarthy has a current broker registration and no current investment-adviser registration.
What exams has Thomas McCarthy passed?
Thomas McCarthy has passed 6 licensing exams: the Series 63, Series 7, Series 24, Series 14, Series 79TO and Series 99TO. The earliest, the Series 63, was passed in June 1995. FINRA credited Thomas McCarthy with the SIE, which began in October 2018.
Is Thomas McCarthy registered with FINRA?
Yes. Thomas McCarthy has a current broker registration, under CRD 2540415.
Source: FINRA BrokerCheck
How can I verify Thomas McCarthy’s record?
Search CRD 2540415 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas McCarthy’s full registration record.
Gordon BlackExecutive Vice President
Jennifer BossExecutive Vice President- David BuskoExecutive Vice President
John ClementExecutive Vice President
Anthony FerranteExecutive Vice President
Lewis IngallExecutive Vice President- Ashish KaramchandiExecutive Vice President
Blaise KeaneExecutive Vice President- Thomas KellyExecutive Vice President
Amy KrassExecutive Vice President, Assistant Portfolio Manager
Gregory LeadholmExecutive Vice President
Jonathan LindellExecutive Vice President
David MakiExecutive Vice President
Maury TognarelliManager, and President
Michael TrenchExecutive Vice President, Co-Portfolio Manager
Lawrence ChristensenManager, Chief Financial Officer, Treasurer & Assistant Secretary- Christopher ShapleyChief Compliance Officer
- Maiko AdachiManaging Director & Co-Head of Global Investment Research
Jeffrey BinghamManaging Director & Co-Head of Global Investment Research- Dwight FawcettManaging Director
Brian PieracciManaging Director, Head of Private Equity North America
Timothy PodboyManaging Director
Anthony StamatoSenior Managing Director, Chief Legal Officer